[soc.religion.eastern] Buddhism and the reality of the phenomenal world

david@star2.cm.utexas.edu (David Sigeti) (12/18/90)

In article <4542@idunno.Princeton.EDU> 
elturner@phoenix.Princeton.EDU (Edwin L Turner) writes:

   [An extension of our discussion of the relationship between
   Buddhism and violence.] 

It seems to me that there is really too much going on in this
discussion for a single thread so I am going to break up my response
into several new threads.  Here, I will discuss the attitude of
Buddhism toward the question of the reality of the phenomenal world.
In a later posting, I will talk about the specific question of the
reality of suffering.  Finally, I hope to produce a posting on the
question of whether or not Buddhism has an "essence" that can be seen
as purely transcendental.

The exchange began when Ed wrote:

   >> 1) Buddhism does not consider violence (or anything else) wrong
   >>    or bad in principle ("mindless killing" takes on a new
   >>    meaning within a zen vocabulary).

I replied:

   >This is simply not true.  Buddhism considers anything that
   >increases the suffering of sentient beings evil and has always
   >opposed violence as a primary source of suffering, both for the
   >victims and the perpetrators (assuming the action of the law of
   >karma).

Ed replied

   My understanding is that "the suffering of sentient beings" is not
   evil; rather it is illusion, a dream, yet another aspect of the
   clouds of Maya.  The goal of Buddhism is to escape the illusion by
   awakening; to get caught up in trying to control/modify/judge the
   dream is just the desire/attachment which chains us to it.  This is
   the most standard and basic Buddhist philosophy and is essentially
   what is expressed in my .sig below, a quote often said to capture
   the essence of the Buddha's teachings.

                         . . . . . . . .

   Ed Turner			"Suffering alone exists, none who suffer;
   phoenix!elturner		 The deed there is, but no doer thereof;
				    Nirvana is, but no one seeking it;
				    The Path there is, but none who travel it."
   or
   elturner@phoenix.Princeton.EDU                     - The Visuddhimagga (16)

				   
The notion that Buddhism teaches that suffering, or other aspects of
observable reality, are "illusions" is a very serious (but very
common) misreading of Buddhist teaching.  It seems to arise in part
from a confusion of Buddhism with certain forms of Brahminism.  For
example, I have never seen any reference to the "veil of Maya" in any
Buddhist sutra, although many people seem to think that the concept is
a part of Buddhism.

Ironically, the quote in Ed's signature directly contradicts his
conclusion.  It says quite clearly that suffering -- along with
actions, nirvana, and the path -- exists.  The quote is really just a
restatement of the fundamental Buddhist doctrine of anatta -- the
teaching that there is nothing in a human being (or anything else)
that corresponds to a "self" or "essence".

What Buddhism *does* teach is that our picture of the phenomenal world
is fundamentally distorted by our ingrained habit of grasping.  This
grasping is not just the kind of gross behavior visible as, for
example, greed.  Rather, it is a property of our most basic mental
processes.  It is traditionally held to come in to play around or just
after the point where we first become aware of something.  In other
words, it follows right on the heels of each momentary perception that
we have.

Thus, things are not as we think they are not because our senses are
deceiving us but because our habit of grasping distorts the picture
that we have of the world and what it contains.  One particular
distortion caused by this habit of grasping is that we tend to see
things as being more substantial, solid, and permanent then they
really are -- the better to grasp and hold them.  In other words, we
fail to see the impermanence of the phenomenal world.

Another way that our view of the world is distorted by our habit of
grasping is that we tend to think that if we can just get hold of the
thing that we are trying to grasp *right now*, then we will be happy.
Of course, once we get the thing that we are trying to grasp *right
now*, we will start hankering after something else.  We fail to see
the inherently limited ability of the things that we grasp to make us
happy.

A somewhat less obvious (but really more important) consequence of our
habit of grasping is that we tend to see things as having an
"essence", a "heart", that can be grasped.  In particular, we come to
believe that *we* have an essence, a "self", some part of us that is
our true heart, our true being.

Now, in the course of ordinary life, it is necessary to "grasp" many
things, both physically and mentally.  In this context, it is often
convenient or even necessary to regard some property of an object or
situation as "essential".  Indeed, this is the most common colloquial
use of the English word that I just quoted.  Clearly, such "essences"
have no absolute or ultimate reality.  In particular, they have a
tendency to change when we need to approach the object or situation in
a different way.  In other words, even though we think that what we
are taking as "essential" is an absolute or inherent property of the
object, in reality it is a contigent property of our current
(basically practical) relationship to the object.

In psychological terms, we might say that what is wrong with our
approach to the world has two aspects: an affective aspect, grasping;
and a cognitive aspect, principally a belief in "essences".  Although
refuting the cognitive error is clearly not going to solve the problem
on its own, doing this can be a valuable *aid* to curing our
habitually misdirected approach to the world.  This is precisely the
purpose of the many statements in the Buddhist literature that are
sometimes misinterpreted to be saying that the phenomenal world is
somehow illusory or nonexistent.  When the sutras say that "the
sentient beings are not really sentient beings," they are not saying
that the sentient beings are not there at all.  Rather, they are
saying that the sentient beings are not what we take them to be.  In
particular, *we* are not what we take *ourselves* to be.

This is worth repeating: WE ARE NOT WHAT WE THINK WE ARE.  I can't
think of a more important insight in the whole of Buddhism.  I found
this conclusion increasingly evident and inescapable pretty early in
my practice of zazen: "Good Heavens, I really am *not* what I thought
I was."  When the emperor asked Bodhidharma, "Who are you?"
Bodhidharma replied, "I don't know."  Do *you* know who *you* are?
Lin-chi (Rinzai) said, "No man, but causation."  There is no human
being, only a chain of causation.  The old man (who was really a fox)
said to Pai-chang (Hakujo), "I am not a human being."  Indeed, are any
of us "human beings"?

As for me, I think that this is "unreality" enough to last me for a
lifetime.


				NOTES

1. In Buddhist literature, one often finds references or allusions to
   the "three signs (or marks) of being".  These are: 

   1. "dukkha", usually translated "suffering" but more properly
      "unsatisfactoriness" or even "stress";

   2. "anicca", meaning "impermanence", and;

   3. "anatta", translated "no-self" or "not-self".

   The first two are taken to be characteristic of all "samkhara"
   (conditioned things) while the third is characteristic of all
   "dhamma", that is, of all things whatsoever.  This includes, in
   addition to conditioned things, the "unconditioned", that is,
   nirvana.

2. As Ed seems to be saying, somewhat indirectly, the teaching of
   anatta ("no-self" or "not-self") is frequently presented as the
   "core" or "heart" of Buddhism.  I am not sure that I would go this
   far.  It should be clear from the discussion above that I am likely
   to be suspicious of a claim to present the "essence" of Buddhism
   (or of anything else).  Nevertheless the teaching of anatta is
   clearly central to Buddhism and is certainly its most distinctive
   feature.  Theravadin Buddhism emphasizes anatta as its most
   important teaching.  The concept is even more important (if that is
   possible) in Mahayana in the form of the doctrine of "shunyata"
   (emptiness).  That shunyata is essentially (:-)) the same as anatta
   is stated explicitly by Nagarjuna, who first promulgated the
   doctrine of shunyata about 2000 years ago (I am not sure about the
   reference).  That this is a fundamental point of agreement between
   Theravada and Mahayana is pointed out by the Theravadin monk
   Walpola Rahula in "What the Buddha Taught" in the chapter on
   anatta.

3. I have included the quotations from Zen sources partly to show how
   Zen takes basic Buddhist teachings and presents them in its own
   distinctive and very effective style.  It has been my experience
   that, most of the time, what the Zen masters are saying is just
   basic Buddhism.  Generally, I think that if one wants to understand
   what the Zen masters are saying, one needs to approach them through
   Buddhism.  Trying to go the other way -- trying to understand
   Buddhism through Zen -- seems to result mostly in missing the
   point.

   Bodhidharma's "I don't know," is a very famous Zen story that is
   probably well known to almost every student of Zen.  I think that
   the meaning, on this level, is fairly clear.  The quote from
   Lin-chi is less well known.  I don't know a reference off-hand but
   it should be findable in any good book about Lin-chi's teachings.
   Its meaning is, I think, even clearer than Bodhidharma's "I don't
   know," especially when one realizes that Lin-chi is alluding to the
   "chain of conditioned origination" of Buddhist psychology
   (Abhidharma).  "I am not a human being," is from "Hyakujo's fox",
   the second koan in the Wu-men kuan (Mumonkan).  I certainly don't
   want to claim to understand this koan on even the most superficial
   level.  It is unusually long and eerily evocative and is reputed to
   be very difficult and "advanced".  It has also served, I have been
   told, as a nearly bottomless source for commentaries.  That said, I
   have it on good authority that the phrase that I have quoted is the
   "key" or "gateway" to the koan and this much seems clear to me.
   Certainly, if the old man is not a human being it is hard to see
   what he is doing listening to a Zen master's talks and asking him
   questions.  Conversely, if he *is* a human being then it is hard to
   see what his problem is.  Thus, we are naturally led to the
   question, "What is a human being?", and then to this question in
   its most intimate form, "What is *this* human being (right here)?".
   I don't mean to imply that this is *the* point of the koan -- only
   that the koan is clearly raising this question.
--
David Sigeti    david@star2.cm.utexas.edu    cmhl265@hermes.chpc.utexas.edu

tp0x+@CS.CMU.EDU (Thomas Price) (12/20/90)

In article <1990Dec18.004932.9293@nas.nasa.gov> david@star2.cm.utexas.edu (David Sigeti) writes:
>
>In article <4542@idunno.Princeton.EDU> 
>elturner@phoenix.Princeton.EDU (Edwin L Turner) writes:
>
>   [An extension of our discussion of the relationship between
>   Buddhism and violence.] 
>
>The exchange began when Ed wrote:
>
>   >> 1) Buddhism does not consider violence (or anything else) wrong
>   >>    or bad in principle ("mindless killing" takes on a new
>   >>    meaning within a zen vocabulary).
>
>I replied:
>
>   >This is simply not true.  Buddhism considers anything that
>   >increases the suffering of sentient beings evil and has always
>   >opposed violence as a primary source of suffering, both for the
>   >victims and the perpetrators (assuming the action of the law of
>   >karma).
>
>David Sigeti    david@star2.cm.utexas.edu    cmhl265@hermes.chpc.utexas.edu

I have a question which I would like someone to answer for me. I am a Christian
who admires Zen. I believe that a large part of the history of Zen in Japan
is its reception by the Samurai class? How does one explain the influence
of Zen on the samurai, if suffering is evil? How can one be a Buddhist
and a warrior?

I suspect that one may make a parallel with "Christian Knights and Crusaders".
I would respond that Knights and Crusaders were deluded blasphemers and not
worthy of the name of Christian, and you may say something similar. But what 
of the element of military discipline in some practice of Zen, i.e. "Zen and 
the art of Archery"?

Please give me a historical understanding of the relationship between 
Zen and the warrior class in historical Japan, rather than telling me
what is "truly Buddhism" (although I would appreciate such subjective
comments at the end of any article).

Thank you,

Tom Price
tp0x@cs.cmu.edu

Disclaimer: 
(You've got to be careful what I mean vs. what I say. -- Bill McCracken)

david@star2.cm.utexas.edu (David Sigeti) (12/20/90)

In article <1990Dec18.184453.16768@noose.ecn.purdue.edu> 
muttiah@maize.ecn.purdue.edu (Ranjan S Muttiah) writes:

   In article <1990Dec18.004932.9293@nas.nasa.gov> 
   david@star2.cm.utexas.edu (David Sigeti) writes:

   [I have added two paragraphs of context.  Ranjan quoted just the
   sentence with the capitalized phrase. DES]

      In psychological terms, we might say that what is wrong with our
      approach to the world has two aspects: an affective aspect,
      grasping; and a cognitive aspect, principally a belief in
      "essences".  Although refuting the cognitive error is clearly
      not going to solve the problem on its own, doing this can be a
      valuable *aid* to curing our habitually misdirected approach to
      the world.  This is precisely the purpose of the many statements
      in the Buddhist literature that are sometimes misinterpreted to
      be saying that the phenomenal world is somehow illusory or
      nonexistent.  When the sutras say that "the sentient beings are
      not really sentient beings," they are not saying that the
      sentient beings are not there at all.  Rather, they are saying
      that the sentient beings are not what we take them to be.  In
      particular, *we* are not what we take *ourselves* to be.
      
      This is worth repeating: WE ARE NOT WHAT WE THINK WE ARE [*].
                               ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ 
      I can't think of a more important insight in the whole of
      Buddhism.  I found this conclusion increasingly evident and
      inescapable pretty early in my practice of zazen: "Good Heavens,
      I really am *not* what I thought I was."  When the emperor asked
      Bodhidharma, "Who are you?"  Bodhidharma replied, "I don't
      know."  Do *you* know who *you* are?  Lin-chi (Rinzai) said, "No
      man, but causation."  There is no human being, only a chain of
      causation.  The old man (who was really a fox) said to Pai-chang
      (Hakujo), "I am not a human being."  Indeed, are any of us
      "human beings"?
	    
   So say we reach some stage of attainment (whatever that is) say
   this follows from [*].  Then we discover that the method of that
   attainment itself was flawed by [*].  Thus [*] is self contradictory.

   Is this QEA or QED ?

This is a very perceptive observation and it goes right to the heart
of what I was trying to say in the capitalized phrase.  Each of us
continually takes herself to be *something*.  Sometimes it is a
location in space, sometimes a part of the body (often a spot between
and just behind the eyes).  Sometimes we ruminate and take ourselves
to be our stream of thoughts.  We may meditate and take ourselves to
be a point of (supposedly) pure awareness.  But always *something*.
Of course, the problem is that this *something* is constantly
shifting.  Not only is the thing that we take ourselves to be itself
changing constantly, but we ourselves are constantly shifting our
point of view, constantly changing what it is that we think we are.

The sensible conclusion is, of course, that we really aren't anything
at all.  It is characteristic of the Pali suttas that they simply
state this conclusion baldly -- "All things are without self
(anatta)".  This method has many virtues, especially if one is
attempting to *found* a new religion/philosophy.  The problem comes
when one attempts to *practice* the philosophy.  Then the abstract
nature of doctrine becomes a major problem.  To say abstractly that
"there is no self," already presupposes (or creates) a distance from
the immediate experience that the statement seeks to affirm.  The
Mahayana sutras attempt to deal with this problem by enumerating
endlessly the things that we aren't, thus bringing the reader closer
to seeing that she is not anything at all.  The Zen masters were even
more direct, pointing directly to this very experience of "not being
anything".  The old man (who is really a fox) has gotten far enough to
see clearly that he is not a "human being".  Bodhidharma really
*doesn't* know who he (or anyone else) is.
--
David Sigeti    david@star2.cm.utexas.edu    cmhl265@hermes.chpc.utexas.edu

david@star2.cm.utexas.edu (David Sigeti) (12/22/90)

In article <1990Dec21.224123.27840@noose.ecn.purdue.edu> 
muttiah@stable.ecn.purdue.edu (Ranjan S Muttiah) writes:

   In article <1990Dec20.012217.6422@nas.nasa.gov> 
   david@star2.cm.utexas.edu (David Sigeti) writes:

   >In article <1990Dec18.184453.16768@noose.ecn.purdue.edu> 
   >muttiah@maize.ecn.purdue.edu (Ranjan S Muttiah) writes:
   >
   >   In article <1990Dec18.004932.9293@nas.nasa.gov> 
   >   david@star2.cm.utexas.edu (David Sigeti) writes:

   >      This is worth repeating: WE ARE NOT WHAT WE THINK WE ARE [*].
   >                               ^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^ 
   >      I can't think of a more important insight in the whole of
   >      Buddhism.  I found this conclusion increasingly evident and
   >      inescapable pretty early in my practice of zazen: "Good
   >      Heavens, I really am *not* what I thought I was."  When the
   >      emperor asked Bodhidharma, "Who are you?"  Bodhidharma
   >      replied, "I don't know."  Do *you* know who *you* are?
   >      Lin-chi (Rinzai) said, "No man, but causation."  There is no
   >      human being, only a chain of causation.  The old man (who
   >      was really a fox) said to Pai-chang (Hakujo), "I am not a
   >      human being."  Indeed, are any of us "human beings"?

   >   So say we reach some stage of attainment (whatever that is) say
   >   this follows from [*].  Then we discover that the method of
   >   that attainment itself was flawed by [*].  Thus [*] is self
   >   contradictory.
   >
   >   Is this QEA or QED ?
   >
   >Each of us continually takes herself to be *something*. ...
   >Of course, the problem is that this *something* is constantly
   >shifting.  Not only is the thing that we take ourselves to be
   >itself changing constantly, but we ourselves are constantly
   >shifting our point of view, constantly changing what it is
   >that we think we are.
   >
   >The sensible conclusion is, of course, that we really aren't
   >^^^^^^^^^^^^^^^^^^^^^^^^^^^^
   >anything at all.  It is characteristic of the Pali suttas that
   >they simply state this conclusion baldly -- "All things are
   >without self (anatta)".

   David, I'm not sure whether you are understanding what I was trying
   to say here.  Let me ask you, how did you or any of these other so
   called "masters" arrive at this conclusion.  Buddhism seems to
   reject things out of hand, but on what basis?  I really don't know
   what people seem to be talking about in this instance.  It seems to
   be about almost nothing.

   Here's a sample conversation:

           A: B you nut, nothing is real and you aren't yourself.
           B: Give me a break A.  What the f*&^ are you talking about?
              You use vague spoken words and you are telling me I'm
              not what I am?  Grow up and go see a shrink.

           A: No really, I just know that we aren't what we think we
              are.
           B: Ok, I'll play by your game and debunk whatever it is
              that you are hand waving about.  So you say that you
              want to reach a stage whereby you reach some state
              wherein everything is rejected including the "soul."
              But then since you are into this rejection ball game
              then you also HAVE TO REJECT THIS METHOD OF REJECTION
              ITSELF.  Thus your whole program is flawed B.  In a
              similar light it is easy to disprove this whole Godel
              theorem.  Just codify in the language of the model the
              statement, "This proof is invalid" and you will see.

           A: oh, sh&^.  I didn't see that coming, what religion did
              you say you were into?

I think that I should begin by trying to clear up some possible
misunderstandings.  Firstly, please, *please* don't get the
impression that I am trying to present myself as some kind of
"Zen master" or Buddhist teacher.  I'm hardly even a student!
All I am trying to do is present some of what I have learned in
my reading on Buddhism and maybe a little of what I have learned
from the practice of Buddhist meditation.  I really don't think
that this gives me some special knowledge that makes me better
than other people.  If anything, it has made me more aware of my
faults.  It certainly isn't the purpose of Buddhist meditation to
give its practitioners excuses to feel superior to other people
and that isn't why I took it up.  If, after reflecting seriously
on what I have written, you feel that this is what I am doing,
please feel free to let me know.  Even if your impression is a
mistaken one, I would still want to know how you felt.

Secondly, *please* don't get the idea that I am presuming to tell
you what you do or do not know.  That is why I use the first
person plural in my writing.  If you don't feel that what I am
saying applies to you, please feel free to exclude yourself from
the word "we" in my articles.  I hope that you don't see my
writing as a personal attack.  It really isn't intended that way.

On the question of attacks, I suppose that it is fairly obvious
that in my postings to talk.religion.misc and
soc.religion.eastern, I am often trying to clear up common
misconceptions about Buddhism in general and Zen in particular.
Sometimes I may become a little strident on these subjects.
Partly, this is because I feel that popular misrepresentations of
Buddhism and Zen left me seriously misinformed about both
subjects and that it took me a long time in my practice to
overcome my misconceptions.  When I am particularly insistent in
opposing some popular idea on these subjects, it is probably
because I have found the idea to be a definite barrier in my own
practice.  I can only ask your forbearance in realizing that
sometimes it is my own demons that I am wrestling with.

Finally, I thought that it would be clear from my original post
that:

   1. I don't believe that "nothing is real";

   2. This is not what Buddhism teaches.   

This was, after all, the whole point of the original post.

O.K., on to your questions.  The first point that I should make
is that statements like "We are not what we think we are," or
even "All things are without self," are not really intended as
propositions or "conclusions".  They are really much closer to
observations -- observations about the operation of our own
minds.  Even the term "observations" is probably not right
because the terms in the statements are almost impossible to
define in the ordinary way.  It might be better to say that the
statements are simply pointers to a particular experience.  

Since these statements are really just pointers to a certain
experience, it really isn't appropriate to treat them as if they
were factual propositions.  Russell Turpin makes this point
frequently.  It is only when the statements made by a
philosophy/religion are intended as factual propositions (either
openly or surreptitiously) that it makes sense to bring the
apparatus of scientific criticism to bear on them.  Russ does
this very well, in part because he knows where it is appropriate
and where it is not.  May he return to the net soon!

So how does one go about having the experience to which these
statements are pointing (presuming that one wants to)?  There may
be people who can see into the point of these statements
immediately or by means of ordinary "introspection".  The famous
Scottish philosopher of the 18th century, David Hume, seems to
have done this to some extent.  William James might be another
example.  For most of us, though, it seems that we have to take
the route that traditional Buddhism considers essential -- we
have to practice Buddhist meditation.

There is fundamentally nothing mystical or mysterious about the
practice of Buddhist meditation.  Usually one takes the process
of breathing as a "central object" of attention but, really, the
practice is simply a careful observation of the operation of
one's own body and mind.  One attends to mental and physical
phenomena as they arise without attempting to suppress random
thoughts or to artificially "calm" one's mind.  This is why the
mental faculty that Buddhist meditation most seeks to develop is
not concentration but *mindfulness*.  (The central Buddhist text
on meditation is entitled "The Setting Up of Mindfulness".)  If
you are interested in knowing more about the practice of Buddhist
meditation, I can give you references to several good books.

Anyway, it should be clear just from what I have written so far
that the point is not to reach some "state" where one "rejects"
things.  There may be forms of meditation where one attempts to
"reject" or "suppress" the "ego" but this is not a Buddhist
practice.  In Buddhist meditation, one simply tries to observe,
as carefully as possible, the operation of one's own body and
mind.

In the course of this observation, most people come to see that
there is really nothing in the body/mind process that corresponds
to a "self" or "ego".  Certainly, the mind in particular is a
wondrously complex process, full of sensations, perceptions,
emotions, and thoughts changing constantly and at almost dizzying
speed.  But, when observed closely and carefully, it really seems
to be pretty impersonal -- maybe almost mechanical.  Certainly,
it is difficult to see what in it would constitute a "self".  

There is really nothing frightening about this realization.  In
fact, most people find it quite liberating.  This is part of why
I presented my own experience in almost frivolous terms -- "Good
Heavens, I really am *not* what I thought I was."  (I am speaking
here of an early stage of the practice.  Later on there are more
likely to be problems.)

As I have intimated just above, what I have described is really
just the barest beginning of Buddhism (and of practice) and it
certainly isn't all hearts and flowers.  But this basic
realization is really at the heart of the whole thing.  One comes
back to it again and again.  This is the "beginner's mind" that
Shunryu Suzuke says one must strive to keep one's whole life
long.

I would like to say that I really enjoyed your little dialog.
You may be reluctant to believe it but I definitely found myself
sympathizing more with B than A.  A certainly does come off as a
pompous ass.  The whole little drama does a very neat job of
capturing what is wrong with using one's insights as a club to
beat people with.  I did find B's attempt at a logical refutation
of A a bit pedantic, though.  In any case, I thought that A's
flustered question at the end was a particularly good touch.

That said, I am going to imitate him after my fashion and ask you
where *you* are coming from.  It would really help me to
understand your postings if I had a better idea of what *you*
think about this stuff.  Are you and atheist, an agnostic, a
Hindu, a member of another religion?  I have tried to be as open
as I can be about what I believe.  How about you?

--
David Sigeti    david@star2.cm.utexas.edu    cmhl265@hermes.chpc.utexas.edu

david@star2.cm.utexas.edu (David Sigeti) (12/23/90)

In article <1990Dec22.061258.3644@noose.ecn.purdue.edu> 
muttiah@stable.ecn.purdue.edu (Ranjan S Muttiah) writes:

   In article <DAVID.90Dec21225643@star2.cm.utexas.edu> 
   david@star2.cm.utexas.edu (David Sigeti) writes:

   >[My comments deleted as not relevant to Ranjan's question]

   Another question that just croped is (and this is what I was trying
   to hit at) how one "knows" that one has reached nirvana or
   buddhahood or whatever ?  Is it by general agreement and consent by
   other fellow meditators ?

Traditionally, one presents one's realization to a recognized
Buddhist teacher, someone who has received "dharma transmission"
in some line of teachers that is believed to go back to the
Buddha, and accepts her judgement.  Sometimes, a teacher may
withhold judgement because she feels that she needs to get a
better idea of the student's level of realization.  Or she may be
concerned that, even though the student has had a genuine and
deep realization, he may be in danger of getting some inflated
sense of his own importance and abilities.  This really does
happen and a lot of the stories of Zen masters treating their
students to all sorts of abuse involve exactly this problem (on
the students' part).

I suspect that people who decide entirely on their own that they
are "enlightened" are in severe danger of falling into this
problem in some of its most hideous forms.  I think that this is
probably particularly likely to be true when the person has very
little zazen behind them.  The discipline of meditation really
can help one to see into the traps of egotism.

I don't mean to imply that the various experiences and
realizations that one has in the course of practice can't be
clear or that one doesn't know what one has experienced.  The
problem is really how one integrates one's experiences and
realizations into one's life.  Here, a teacher or even just a
fellow student can be a great help in avoiding all sorts of traps
and mistakes.

   >In the course of this observation, most people come to see that
   >there is really nothing in the body/mind process that corresponds
   >to a "self" or "ego".  Certainly, the mind in particular is a
   >wondrously complex process, full of sensations, perceptions,
   >emotions, and thoughts changing constantly and at almost dizzying
   >speed.  But, when observed closely and carefully, it really seems
   >to be pretty impersonal -- maybe almost mechanical.  Certainly,
   >it is difficult to see what in it would constitute a "self".  
   >
   >There is really nothing frightening about this realization.  In
   >fact, most people find it quite liberating.  This is part of why
   >I presented my own experience in almost frivolous terms -- "Good
   >Heavens, I really am *not* what I thought I was."  (I am speaking
   >here of an early stage of the practice.  Later on there are more
   >likely to be problems.)

   And this is the part that I don't understand.  When you come to
   this realization and find that you weren't what you were, are you
   also supposed to realize that *the method* by which you arrived at
   the observation isn't also what you thought it was supposed to be ?
   And if so would you find it to be false ?  [That was the point of
   my pervious post].

Three or four years ago, I might simply have answered, "No.  The
method is not faulty; it is just that, by careful observation,
one has seen that a certain impression that one had had was
mistaken."  I still think that this is true on a certain ordinary
level.  In one sense, one has just made a simple observation
about the operation of one's own mind.  As I said earlier,
David Hume became one of the most important figures in
Enlightenment (European, not Buddhist) philosophy on the basis of
this simple observation.  I also should say that this simple
observation has probably been the most helpful single thing that
I have gotten out of Buddhism, in terms of helping me in my
ordinary life.  Mind you, I don't think that it would have been
terribly helpful if I had gotten this far at too early a point in
my practice -- I think that the effort that I had to make in
meditation was critical to the fact that the observation was
actually helpful to me.  Nevertheless, this kind of observation
seems to sum up a lot of what I got out of Zen meditation in the
earlier years of my practice.

As I said in my posting, though, this kind of simple observation
is just the beginning of practice.  It certainly does *not*
correspond to even the shallowest "kensho" (often translated as
"enlightenment" but more properly "awakening").  If one continues
to pursue the practice of closely observing the body/mind, a kind
of contradiction *does* emerge and I think that you have intuited
something of its nature.  It has to do with the fact that the
mind being observed is precisely the mind doing the observing.
This, of course, is a problem of self-reference (as you have
intuited) but on the level of direct observation, rather than on
the level of intellection or conceptualization (as in
mathematics).

Because the problem occurs on the level of direct observation, it
was, for me, very disturbing.  It "got me where I live," as they
say.  I found myself getting into a kind of infinite regression
-- the mind observing the mind observing the mind observing the
mind(...).  The image that comes to me when I think of this
process is of a pair of nearly parallel mirrors (as you often
find in dressing rooms in clothing stores) and the series of
images of oneself and the room that seems to stretch off into
infinity.

As I said, I found this very disturbing.  It left me terribly
perplexed.  It seemed to me to imply some fundamental question
but -- practicing a simple mindfulness meditation as I was -- I
found it impossible to come to grips with this question or even
to get any sense of it at all.  This was when I took up a "koan",
one of the strange stories or sayings that Zen Buddhists
sometimes use as objects for meditation.  It was precisely in
order to focus this perplexity into a profound questioning that
koan meditation was invented by the Chinese Zen teachers during
the Song dynasty.  The koan that I took up was "What is this?"
which can also be phrased as "What is this, right here?"  or
"What is this very mind?" or even just "What?"  This koan allowed
me to focus my perplexity into a deep process of questioning, a
questioning that constantly questions the questioner itself.

The questioning is not conceptual -- it is observational.  It is
not like asking oneself intellectually "I wonder if I am really
my train of thoughts."  It is more like

     "Am I this?" 

     "No, that's not it.  What about that over there?"

     "No, not that.  What about this here?"  

It's not really frantic like this -- I just want to give the
sense that the questioning is observational rather than
conceptual.  Of course, this little monologue doesn't involve any
questioning of the questioner either so please don't take it too
seriously.

I don't want to try to say too much about how one "solves" such a
question.  I certainly don't think that I have solved "What is
this?"  The one thing that I think I should mention is that I
have found that, in questioning the questioner, it is impossible
to operate entirely on an observational level.  One has to go
deeper -- "closer to the hardware" in computerese.  One has to
begin dealing with the process of observation on an *affective*
level.  In particular, one has to begin dealing with the problem
of *grasping*.  One quickly finds that the mental process
involves a kind of continual and very rapid grasping at the level
of perception.  But, in order to fully see into this mental
process of grasping, one has to give up the grasping involved in
the process that is observing the mind.  Sorry about the twisted
syntax -- it really *is* like the series of images in a pair of
mirrors.  The upshot is that the two processes, grasping and
observation, are all tangled up with each other in such a way
that one has to give up grasping in order to see into the mental
process and one has to see into the mental process in order to
give up grasping.  In order to "see" one has to "let go" and in
order to "let go" one has to "see".

I think that this is why "enlightenment" has to be "sudden".  If
one is to really "solve" the problem, one has to simultaneously
see into the grasping involved in one's own mental processes and
give up the grasping involved in the process of seeing itself.
One without the other just won't do the trick.  And doing both at
once is only going to happen at a single moment, a "set of
co-dimension 1 in time" as a mathematician would say.

I realize that all this is nowhere near as simple and
straightforward as the simple process of observation that I
discussed in my previous posting.  I have tried to give as down-
to-earth an account as I can.  In any case, I doubt that anyone
gets to a point like this until they have at least several years
of practice behind them.  It sure took me long enough!

   >That said, I am going to imitate him after my fashion and ask you
   >where *you* are coming from.  It would really help me to
   >understand your postings if I had a better idea of what *you*
   >think about this stuff.  Are you and atheist, an agnostic, a
   >Hindu, a member of another religion?  I have tried to be as open
   >as I can be about what I believe.  How about you?

   Here's what I think:

   Life is miserable; life is a challenge; <add your favorite
   superlative>.  People sometimes refuse to take responsibilities,
   assuming that one isn't control of what one does (remember all
   those religious wars ?).  Some people find a way out of this by
   taking on a religion.  Don't get me wrong, some people do need
   religion, but the basis for doing so should be made evident.  In my
   case, I learn to take charge of whatever it is that I decide to
   think and do; I try to make things as self evident to myself as
   possible.

This strikes me as an excellent basis for approaching life, or
for starting Zen practice.  Certainly, Zen should never be a drug
that we use to avoid seeing the pain and suffering of life.  The
only admonition that I would add is that, just as the pain and
suffering is not yours alone, even so your "taking charge of
whatever it is that you decide to do," and your "making things as
self evident to yourself as possible," should not be for yourself
alone.  Several times each day, Zen monks take the "Four
Bodhisattvas' Vows".  The first one is

    "Although the beings are numberless, I vow to save them all."


--
David Sigeti    david@star2.cm.utexas.edu    cmhl265@hermes.chpc.utexas.edu

muttiah@stable.ecn.purdue.edu (Ranjan S Muttiah) (12/31/90)

In article <DAVID.90Dec22185322@star2.cm.utexas.edu> david@star2.cm.utexas.edu (David Sigeti) writes:
>In article <1990Dec22.061258.3644@noose.ecn.purdue.edu> 
>muttiah@stable.ecn.purdue.edu (Ranjan S Muttiah) writes:
>   Another question that just croped is (and this is what I was trying
>   to hit at) how one "knows" that one has reached nirvana or
>   buddhahood or whatever ?  Is it by general agreement and consent by
>   other fellow meditators ?
>Traditionally, one presents one's realization to a recognized
>Buddhist teacher, someone who has received "dharma transmission"
>in some line of teachers that is believed to go back to the
>Buddha, and accepts her judgement.  Sometimes, a teacher may
>withhold judgement because she feels that she needs to get a
>better idea of the student's level of realization.  Or she may be
>concerned that, even though the student has had a genuine and
>deep realization, he may be in danger of getting some inflated
>sense of his own importance and abilities.  This really does
>happen and a lot of the stories of Zen masters treating their
>students to all sorts of abuse involve exactly this problem (on
>the students' part).

I have some difficulties with this, since in my opinion everyone
experieces the universe and life in his or her own unique way.  And
it seems to me that in this tradition of consent that you intimate
about one is merely giving into consent as agreed upon by others.
It's much like people accepting some of the fundamental axioms of
mathematics: it's a maneuver for consensus formation i.e., everyone
tries to play by the same rules.

>I suspect that people who decide entirely on their own that they
>are "enlightened" are in severe danger of falling into this
>problem in some of its most hideous forms.  I think that this is
>probably particularly likely to be true when the person has very
>little zazen behind them.  The discipline of meditation really
>can help one to see into the traps of egotism.

Again, if every person experiences the universe uniquely, I don't see
why this egotism scenario should show up at all.

>Three or four years ago, I might simply have answered, "No.  The
>method is not faulty; it is just that, by careful observation,
>one has seen that a certain impression that one had had was
>mistaken."  I still think that this is true on a certain ordinary
>level.  In one sense, one has just made a simple observation
>about the operation of one's own mind.  As I said earlier,
>David Hume became one of the most important figures in
>Enlightenment (European, not Buddhist) philosophy on the basis of
>this simple observation.  I also should say that this simple

The interesting thing that Hume observed was that we don't have
impressions of _causality_ as we do say events.  Is this supposed to
be a limitation on our perceptions ?  May be so, but that is why we
have inferencing capabilities (via our intelligence).

>my practice -- I think that the effort that I had to make in
>meditation was critical to the fact that the observation was
>actually helpful to me.  Nevertheless, this kind of observation
>seems to sum up a lot of what I got out of Zen meditation in the
>earlier years of my practice.

I still don't quite get it David.  You say you realized that you
weren't what you once were.  Let's probe a little further and find
out what there is in "realization" vs saying something.  For instance,
I can just say verbally, "I realize that I'm not Ranjan."  How does one
know what *exactly* is meant by this.  So far all I can see is merely
denial.  I don't see any sort of conclusion that can be drawn from all
of this.  I'm more familiar with the denial tactics used for reducio
ad absurdum.  But you seemed to imply in one the posts that this wasn't
what you were after.

>mind being observed is precisely the mind doing the observing.
>This, of course, is a problem of self-reference (as you have
>intuited) but on the level of direct observation, rather than on
>the level of intellection or conceptualization (as in
>mathematics).

See, I'm confused already!

>-- the mind observing the mind observing the mind observing the
>mind(...).  The image that comes to me when I think of this
>process is of a pair of nearly parallel mirrors (as you often
>find in dressing rooms in clothing stores) and the series of
>images of oneself and the room that seems to stretch off into
>infinity.

May be so.  But one has to be clear about one is trying to prove
or disprove.

>This strikes me as an excellent basis for approaching life, or
>for starting Zen practice.  Certainly, Zen should never be a drug
>that we use to avoid seeing the pain and suffering of life.  The
>only admonition that I would add is that, just as the pain and
>suffering is not yours alone, even so your "taking charge of
>whatever it is that you decide to do," and your "making things as
>self evident to yourself as possible," should not be for yourself
>alone.  

If one experiences the universe and life uniquely then I don't understand
why one would want to consult anyone other than for consensus formation.
I try to akin this to driving a vehicle.  Only you alone at the wheel
control which way the car turns.  Of course, there are these various "rules"
(i.e., laws of nature) that one has to follow in driving around.  The car
in my opinion has only a single seat for the driver.

>Several times each day, Zen monks take the "Four
>Bodhisattvas' Vows".  The first one is
>
>    "Although the beings are numberless, I vow to save them all."

What are the other three ?