[comp.theory.info-retrieval] IRList Digest V4 #7

FOXEA@VTVAX3.BITNET (02/02/88)

IRList Digest           Sunday, 31 January 1988      Volume 4 : Issue 7

Today's Topics:
   Abstracts - New Dissertations (part 3 of 3)

News addresses are
   Internet or CSNET: fox@vtopus.cs.vt.edu
   BITNET: foxea@vtvax3.bitnet

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Date: Thu, 28 Jan 88 22:42:30 EST
From: "Susanne M. HUMPHREY" <humphrey@MCS.NLM.NIH.GOV>
Subject: new dissertations [Note - this is last of 3 parts - Ed]

AN This item is not available from University Microfilms International
   ADG05-61230.
AU SAMARAJIWA, ROHAN AINSLEY.
IN Simon Fraser University (Canada) Ph.D 1986.
TI PROPERTY RIGHTS AND INFORMATION MARKETS: POLICY ISSUES AFFECTING
   NEWS AGENCIES AND ONLINE DATABASES.
SO DAI v48(08), SecA.
DE Information Science.
AB This thesis examines how the production of new and better
   information can be encouraged in a market economy while preserving
   a public interest in unfettered access to factual information
   essential to political and economic processes. The question is
   studied in relation to the market in news and market-information,
   an area of economic activity transformed by the application of
   advanced information/communication technology.

   The market is analyzed within the broad framework of the
   structure-conduct-performance paradigm drawn from the industrial
   organization field. The news and market-information market is in
   the midst of a period of dynamic growth. There is no evidence of
   market failure or the unambiguous exercise of market power that
   would require immediate government intervention in the form of
   strengthening private property rights, regulation, or structural
   reform. A number of tendencies that may result in future market
   concentration and adverse impacts on access to public-domain
   information are identified.

   Private property rights to news and market-information are
   examined in relation to historical evolution in common-law
   jurisdictions as well as the current Canadian copyright revision
   process. The common-law tradition is found to be one of
   interpreting the scope of statutory copyright law parsimoniously
   with respect to news and market-information and related factual
   information. The courts have attempted to devise limited forms of
   property rights for these products. The copyright revision
   proposals under consideration by the Canadian Parliament on
   computer-based information storage and retrieval systems have the
   potential of strengthening private property rights to all factual
   information, including news and market-information. This form of
   government intervention is inappropriate for the news and
   market-information market and can only have negative implications
   for end-users, market structure and public-domain information. It
   is proposed that factual information be excluded from copyright
   protection, and that public policy be directed to the design of
   property rights that allow unhindered use and further processing,
   yet preserve sufficient incentives for the production of new and
   better information.

   The relevance of the study and its findings to the general inquiry
   on the nature and implications of the information society is
   briefly discussed.

AN University Microfilms Order Number ADG87-18181.
AU THOMPSON, PAUL.
IN University of California, Berkeley Ph.D 1986, 184 pages.
TI SUBJECTIVE PROBABILITY, COMBINATION OF EXPERT OPINION, AND
   PROBABILISTIC APPROACHES TO INFORMATION RETRIEVAL.
SO DAI v48(05), SecA, pp1044.
DE Information Science.
AB This dissertation is a study of probability and its application to
   the problem of information retrieval. It opens with a survey and
   examination of current work on probabilistic indexing,
   probabilistic queries, and rules for how these can be combined and
   used in order to rank output documents by computed values of
   probability of relevance. In these current approaches to
   probabilistic information retrieval (PIR), probability is
   interpreted as a relative frequency or as a person's estimate of a
   relative frequency.

   There are three major conceptual difficulties with current
   theories, or models of PIR: (1) Independence/dependence of
   individual term probabilities; (2) The small sample problem; (3)
   The validity of probabilities used.

   There is also the question of how to interpret the probability of
   a single case, i.e., the relevance of a specific document to a
   specific retrieval system user.

   This dissertation divides into three main sections. One is a study
   of the psychological literature on human probability assessment.
   It is motivated by a concern with how well humans can be expected
   to perform in assessment of term probabilities. The second is a
   computer simulation study which examines how errors in estimation
   of term probabilities propagate into the combined probability for
   each document and how this affects the ranked output of documents.
   It is motivated by the question of determining the impact of
   various levels of input term probability errors on retrieval
   effectiveness. Finally, the third (and major section) is the
   development of a new mathematical model for PIR which uses a
   subjective interpretation of probability, probability
   distributions (as opposed to point estimates of probabilities),
   and the technique of combination of expert opinion. It is argued
   that such an approach shows promise of largely overcoming the
   obstacles to PIR mentioned above.

AN University Microfilms Order Number ADG87-21782.
AU WARNER, AMY.
IN University of Illinois at Urbana-Champaign Ph.D 1987, 240
   pages.
TI QUANTITATIVE AND QUALITATIVE ASSESSMENTS OF THE IMPACT OF LINGUISTIC
   THEORY ON INFORMATION SCIENCE.
SO DAI v48(07), SecA.
DE Information Science.
AB A citation analysis was performed on a subset of the information
   science literature to determine the impact of linguistic theory on
   information science. Both quantitative and qualitative measures
   were employed to show the relationship between the two fields. The
   overall findings indicate that this portion of the information
   science literature has made almost no use of linguistic theory.
   The small number of citations to linguistic theory did show some
   patterns, indicating that small numbers of citing and cited
   authors account for most of the activity; that syntax and
   semantics have occupied more attention from information scientists
   than other branches of linguistic theory; that information
   scientists have cited older works over time; and that most of the
   citations to linguistic theory belong to qualitative "non-use"
   categories.

AN University Microfilms Order Number ADG87-21619.
AU CRAVER, KATHLEEN WOODS.
IN University of Illinois at Urbana-Champaign Ph.D 1987, 241
   pages.
TI THE INFLUENCE OF THE AVAILABILITY OF AN ACADEMIC ONLINE CATALOG ON
   THE USE OF ACADEMIC LIBRARIES BY COLLEGE-BOUND HIGH SCHOOL SENIORS.
SO DAI v48(07), SecA.
DE Library Science.
AB Five hypotheses were formulated to test the effect access to an
   academic online catalog in a school library had on the use of
   various library facilities and materials by college-bound high
   school seniors. Data for the analysis of this problem consisted
   of: (1) research assignment bibliographies gathered from 73
   seniors without access to an academic online catalog in the school
   library (pre-online catalog students); (2) research assignment
   bibliographies collected from 80 seniors with access to an
   academic online catalog in the school library (post-online catalog
   students); and (3) 114 questionnaires gathered from students in
   both groups. The bibliographies were subjected to citation
   analysis to verify the library used for each reference. Aggregate
   totals were computed for each group and t-tests and analyses of
   variance were employed to determine if any statistically
   significant differences existed between pre-online catalog and
   post-online catalog students with respect to their use of academic
   libraries. The questionnaires were used: (1) to help verify the
   location source for questionable references; (2) to ascertain the
   degree of online catalog use between groups; and (3) to indicate
   the amount of student use of various library facilities and
   materials.

   The significant findings were: (1) Computerized access to an
   academic online catalog in the school library significantly
   influenced the use of academic libraries by college-bound high
   school seniors. Post-online catalog students cited more sources
   from academic libraries than pre-online catalog students. (2)
   Students with access to an academic online catalog in the school
   library cited more periodicals from academic libraries in their
   research assignment than students without access. (3) Post-online
   catalog students used a greater number of sources from the
   academic undergraduate library compared to pre-online catalog
   students. (4) Post-online catalog students cited fewer books and
   periodicals from one public library than did pre-online catalog
   students.

   The findings of this study suggest that school librarians should
   seriously consider: (1) joining a multitype network with
   computerized access to bibliographic materials and (2) modifying
   their bibliographic instruction units to include use of an online
   catalog and other types of libraries.

AN University Microfilms Order Number ADG87-17950.
AU CROWE, JAN DEE.
IN University of California, Berkeley Ph.D 1986, 134 pages.
TI STUDY OF THE FEASIBILITY OF INDEXING A WORK'S SUBJECTIVE VIEWPOINT.
SO DAI v48(05), SecA, pp1045.
DE Library Science.
AB Book selection policy places an obligation on the librarian to
   represent differing viewpoints in its collection. Yet viewpoint
   information is not systematically recorded in the catalogue or
   index record and is not accessible to researchers who might find
   such information relevant to their choice of research materials.
   This is because the library profession resists 'labeling,' is
   concerned about level of analysis, and maintains a self-image of
   'neutrality,' which, it is feared, might be compromised by
   attempts to index a work's subjective viewpoint.

   A solution is offered throughout the study in a definition of
   'viewpoint' which is developed in three stages. In the first
   stage, two types of viewpoint are recognized. The first type of
   viewpoint, as a dimension of the author's belief system, presents
   the librarian with an ethical dilemma and is eliminated from
   consideration. The second is a dimension of the subject matter and
   is expressed textually in two forms: the first is in the open
   position taken by the author and supported by a deliberate line of
   argument which is usually easily recognizable; the second is in
   the underlying assumptions made by the author regarding his topic
   and is not so easily recognizable. In the final stage of viewpoint
   definition, these crucial assumptions are made practically
   recognizable as 'closed questions'.

   In order to create a suitable climate for recognizing these closed
   questions, a change in index theory is suggested. 'Traditional'
   indexing has as its focus the summarization of content for the
   text in hand. It is suggested instead that the focus of the
   indexer should be upon the particular problem situation (i.e.
   topic plus questions addressed in the work on that topic)
   addressed by the author. Current procedures would not necessarily
   change a great deal. This new focus, if adopted, would improve
   many weak aspects of current theory and would, almost by the way,
   provide a natural and unforced space for a consideration of author
   viewpoint.

AN University Microfilms Order Number ADG87-16512.
AU DALRYMPLE, PRUDENCE WARD.
IN The University of Wisconsin - Madison Ph.D 1987, 326 pages.
TI RETRIEVAL BY REFORMULATION IN TWO LIBRARY CATALOGS: TOWARD A
   COGNITIVE MODEL OF SEARCHING BEHAVIOR.
SO DAI v48(07), SecA.
DE Library Science.
AB The study was designed to test hypotheses derived from a
   psychological theory of remembering. An analogy between patterns
   of retrieval from human long-term memory and information retrieval
   from bibliographic databases was proposed. The model, known as
   retrieval by reformulation, was first articulated by Williams and
   Tou in 1982. The setting for the research was the public catalog
   at the University of Wisconsin-Madison, where a substantial
   portion of the library's bibliographic records is available in two
   formats, a card catalog and an online catalog. Forty university
   students in two groups were randomly assigned to the two catalogs
   and completed a series of five searches on specified topics. It
   was hypothesized that the two searching environments were
   sufficiently different, particularly in the degree and kind of
   feedback provided to searchers, to allow observation of
   differences on four classes of variables: search outcome, attitude
   toward the search experience and assessment of search results,
   perseverance, and number of reformulations. Findings indicated
   that greater perseverance and more frequent query reformulations
   were associated with the online searching context. Larger
   retrieval sets and more favorable search assessments were
   associated with the card catalog context. No significant
   differences were found between groups on the attitudinal measures;
   however, initial steps were taken toward identifying three
   effective constructs: "affability," "frustration," and
   "expectation." In order to observe the cognitive processes used in
   searching, subjects were asked to "think aloud" while they
   searched. Transcripts of these verbal protocols were used to
   identify reformulations and to further operationalize the
   theoretical construct "reformulation." Observations were made
   regarding the utility of protocol analysis in information
   retrieval research. Additional post hoc analyses included overlap
   of sets of retrieved items and investigation of variance
   associated with the use of test questions.

AN University Microfilms Order Number ADG87-20581.
AU WALLS, FRANCINE ELIZABETH.
IN Seattle University Ed.D 1987, 152 pages.
TI CURRENT PERSPECTIVE AND ETHICAL CONCERNS OF INFORMATION
   INTERMEDIARIES IN THE PACIFIC NORTHWEST.
SO DAI v48(06), SecA, pp1345.
DE Library Science.
AB This study examines the current perspective and ethical concerns
   of information intermediaries in the Pacific Northwest.
   Information intermediaries search for, prepare or analyze
   information for others, on demand, and for a fee. They have also
   been called information brokers, information consultants,
   information specialists and, fee-based information services.

   The study was based on the results of a mail questionnaire sent to
   the population of information intermediaries in the Pacific
   Northwest, and a telephone interview conducted with a random
   sample of the population. The two research instruments were used
   during November and December, 1986, and resulted in forty usable
   mail questionnaires and twelve completed interviews. The
   respondents were predominantly females, business owners, and
   holders of master's degrees in library science.

   The results of the study indicate that the majority of information
   intermediary firms in the Pacific Northwest are sole
   proprietorships located in British Columbia or Washington State.
   The primary focus of the firms is searching for information for
   others using online and manual literature searches although a
   variety of other services are offered. For the majority of the
   firms, the initial monetary outlay and the income are modest.

   Information intermediaries want their behavior to be ethical. Some
   are concerned about online searchers who are not adequately
   skilled in searching, and the lack of standards of performance for
   those in the field, in general.

   Little concern for legal liability is expressed; few firms have
   written codes of ethics, written contracts with disclaimers for
   inaccurate secondary information provided to a client, or
   liability insurance.

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