leff@smu.UUCP (Laurence Leff) (11/28/88)
Subject: AI-Related Dissertations from SIGART No. 104, part 3 of 3 The following is a list of dissertation titles and abstracts related to Artificial Intelligence taken taken from the Dissertation Abstracts International (DAI) database. The list is assembled by Susanne Humphrey and myself and is published in the SIGART Newsletter (that list doesn't include the abstracts). The dissertation titles and abstracts contained here are published with the permission of University Microfilms International, publishers of the DAI database. University Microfilms has granted permission for this list to be redistributed electronically and for extracts and hardcopies to be made of it, provided that this notice is included and provided that the list is not sold. Copies of the dissertations may be obtained by addressing your request to: University Microfilms International Dissertation Copies Post Office Box 1764 Ann Arbor, Michigan 48106 or by telephoning (toll-free) 1-800-521-3042 (except for Michigan, Hawaii, and Alaska). In Canada: 1-800-268-6090. From SIGART Newsletter No. 104 File 3 of 3 Library Science to Social Work -------------------------------------------------------------------- AN University Microfilms Order Number ADG87-16512. AU DALRYMPLE, PRUDENCE WARD. IN The University of Wisconsin - Madison Ph.D 1987, 326 pages. TI RETRIEVAL BY REFORMULATION IN TWO LIBRARY CATALOGS: TOWARD A COGNITIVE MODEL OF SEARCHING BEHAVIOR. SO DAI v48(07), SecA. DE Library Science. AB The study was designed to test hypotheses derived from a psychological theory of remembering. An analogy between patterns of retrieval from human long-term memory and information retrieval from bibliographic databases was proposed. The model, known as retrieval by reformulation, was first articulated by Williams and Tou in 1982. The setting for the research was the public catalog at the University of Wisconsin-Madison, where a substantial portion of the library's bibliographic records is available in two formats, a card catalog and an online catalog. Forty university students in two groups were randomly assigned to the two catalogs and completed a series of five searches on specified topics. It was hypothesized that the two searching environments were sufficiently different, particularly in the degree and kind of feedback provided to searchers, to allow observation of differences on four classes of variables: search outcome, attitude toward the search experience and assessment of search results, perseverance, and number of reformulations. Findings indicated that greater perseverance and more frequent query reformulations were associated with the online searching context. Larger retrieval sets and more favorable search assessments were associated with the card catalog context. No significant differences were found between groups on the attitudinal measures; however, initial steps were taken toward identifying three effective constructs: "affability," "frustration," and "expectation." In order to observe the cognitive processes used in searching, subjects were asked to "think aloud" while they searched. Transcripts of these verbal protocols were used to identify reformulations and to further operationalize the theoretical construct "reformulation." Observations were made regarding the utility of protocol analysis in information retrieval research. Additional post hoc analyses included overlap of sets of retrieved items and investigation of variance associated with the use of test questions. AN University Microfilms Order Number ADG87-23441. AU BARLOW, JUDITH ANN. IN University of Colorado at Boulder D.B. 1987, 175 pages. TI INTERACTIVE DECISION FRAMEWORKS FOR MULTICRITERIA OPTIMIZATION. SO DAI v48(08), SecB. DE Operations Research. AB Multiple Criteria Decision Making (MCDM) models allow for the incorporation of numerous incommensurable goals and objectives as criteria for decision analysis. A new interactive decision framework for use in solving MCDM problems is presented in this dissertation. This method is an interactive form of compromise programming which is especially appropriate for problems which are best evaluated from multiple risk perspectives and in cases where numerous decision making perspectives serve as the multiple criteria in the model. The problem of selecting the most appropriate MCDM model for a particular application is itself a MCDM problem. Because the majority of decision making criteria used in selecting the most appropriate MCDM model include qualitative heuristics, traditional mathematical MCDM methods are not appropriate for the solution of these problems. An expert system, the Multiple Criteria Decision Making Model Adviser presented in this dissertation, was developed to advise the practitioner in selecting the most appropriate MCDM method for the solution of a particular MCDM problem. AN University Microfilms Order Number ADG87-18423. AU LESH, STEPHEN AUGUST. IN Duke University Ph.D 1986, 330 pages. TI AN EVIDENTIAL THEORY APPROACH TO JUDGMENT-BASED DECISION-MAKING. SO DAI v48(05), SecB, pp1501. DE Operations Research. AB In both decision analysis and artificial intelligence, the problems of representation and manipulation of information for prediction of likelihoods are often strikingly similar. Particularly in highly subjective or highly uncertain domains, the decision process is more sensitive to decision maker judgments about likelihood information than in domains captured satisfactorily by objective likelihoods. The mathematical theory of evidence, applied as an underlying theory for evidential reasoning expert systems in artificial intelligence, also possesses attractive representation and manipulation properties as an underlying theory for judgment-based decision analyses. Interval expected utilities resulting from such an evidential analysis are decisive only in action choice for nonoverlapping intervals. For overlapping intervals, a clear choice is not indicated given the nature of the supporting evidence. However, in an irreducible ignorance situation where a decision must nevertheless be made, an innovative evidential interval-based decision index is proposed that explicitly represents evidential ignorance as well as decision maker preferences for coping with that ignorance. A model for ignorance preferences permits decisive choice under overlapping intervals and irreducible ignorance. The evidential approach is illustrated by application to an environmental management problem: forest prescribed burn execution. Extension of the method to utilities as well as likelihoods is discussed. The evidential decision making approach provides (1) an explicit representation of evidential ignorance, (2) an index of conflict among bodies of evidence to guide learning, and (3) a decision index for otherwise inconclusive decision situations. For decision problems characterized by large degrees of uncertainty, incompleteness, or imprecision or highly subjective inputs based on a number of sources of varying reliability and relevance (i.e., judgment-based decision making), an evidential theory approach to decision making may provide a useful alternative to one based on probability theory. AN University Microfilms Order Number ADG87-23145. AU BAR-ON, DORIT. IN University of California, Los Angeles Ph.D 1987, 439 pages. TI INDETERMINACY OF TRANSLATION: THEORY AND PRACTICE (QUINE). SO DAI v48(07), SecA. DE Philosophy. AB To an ordinary translator, the idea that there are too many perfect translation schemes between any two languages would come as a surprise. Quine's thesis of the indeterminacy of translation expresses just this idea. It implies that most of the 'implicit canons' actual translators use in their assessment of translations lack objective status. My dissertation is an attempt to present a systematic challenge to Quine's view of language (and mind) and to support the idea that one could develop an objective theory of translation which is also faithful to actual translation practices. I expose a non-superficial similarity between external-world scepticism and Quine's meaning-scepticism, and deploy against Quine an objection which closely resembles his own objection to external-world scepticism. I then develop a new interpretation of Quine's reasoning, according to which denying objective status to intuitive 'meanings' is Quine's way of avoiding a sceptical problem about what other people 'really' mean. I argue that the intelligibility of Quine's meaning-scepticism turns on an implicit contrast between the perspective of the theorist of language and the perspective of the user of language. Quine's defense of his scepticism features a theorist of language trying to probe an alien language-- a 'radical translator' -- who reasons that her own judgments as a language user lack objective status. I take issue with the use Quine makes of the above contrast. I first argue that understanding the goal of radical translators requires knowing what is to be expected of an adequate translation scheme. Since this is something we learn from experience with existing translation schemes, I offer a pre-theoretic description of the practice of translation between known languages. I show how ordinary translators' assessments of the quality of given translations derive from systematic judgments they make as language-users. It is these sorts of judgments that guide actual radical translators in ruling out bizarre alternative translations of the kind Quine entertains in defending his scepticism. A proper theoretical account of radical translation, I conclude, must begin with-- and include-- the perspective of the radical translator as a language-user. AN University Microfilms Order Number ADG87-23148. AU BRAUN, DAVID MARTIN. IN University of California, Los Angeles Ph.D 1987, 304 pages. TI CONTENT AND PSYCHOLOGICAL EXPLANATION. SO DAI v48(07), SecA. DE Philosophy. AB Thought experiments show that people who are physically identical but have different environments can have mental states with different contents. But many philosophers think that physically identical people must also be psychologically identical. They therefore believe these thought experiments show that differences in mental state content do not necessarily mark genuine psychological differences, but are instead merely fallible signs of psychological differences. They conclude that content attributions do not have a fundamental role to play in psychological explanation. I argue that persons whose mental states have different contents are also psychologically different. Their mental states differ in their psychologically important causal powers. Their mental states tend to have different environmental causes and effects and tend to have causes and effects with different intentional properties, and these differences are psychologically important. So to distinguish mental states by their contents is to distinguish them by psychologically important properties. I also develop a theory of content suitable for psychological explanation. The theory appears able to distinguish between any two mental states that are psychologically different, even in puzzle cases like Kripke's famous example of Pierre. Some critics of content contend that for psychological purposes we need a new notion of content, narrow content, that supervenes on physiology. I critically examine several different theories of narrow content. I divide the theories into two kinds: "indexical" theories (modeled after Kaplan's theory of indexicals) and phenomenological theories. Some of these kinds of content do not supervene on physiology. Other kinds of narrow "content" are actually not kinds of content, or have other problems that make them practically unsuitable for psychological theory. I conclude that psychology needs broad content (i.e., content as we ordinarily conceive it), and that it needs no other notion of content. AN University Microfilms Order Number ADG87-23150. AU CHRISTENSEN, DAVID PHIROZE. IN University of California, Los Angeles Ph.D 1987, 231 pages. TI EMPIRICAL EQUIVALENCE AND SKEPTICAL METHODOLOGY: THE CASE OF THE SWITCHED WORDS. SO DAI v48(07), SecA. DE Philosophy. AB In this dissertation, I study the strategy of giving semantical replies to skeptical puzzles. I concentrate on a very simple kind of puzzle, which seems to invite--and perhaps even require--semantical responses. Skeptical problems of this kind, which I call "switched-words" problems, are based on alternative hypotheses about the world which are structurally very similar to our standard hypotheses; for example, it has been asked how we can justify choosing our standard physical theory over an alternative hypothesis formulated by taking the standard theory and intersubstituting 'electron' and 'molecule' at every occurrence. Switched-words skeptical puzzles are peculiarly resistant to anti-skeptical arguments based on non-semantical considerations such as simplicity, ontological economy, or explanatory power; however, they leave one feeling that there must be some easy semantical way of answering the skeptic. Thus they offer a way to isolate and study semantical anti-skepticism in an environment where it should thrive. In the first Chapter, I examine, and reject, the classical semantical response of saying that the alternative theory simply restates the standard theory in a different notation. The second Chapter is devoted to a more precise statement of the switched-words problems, and involves a methodological analysis of just what anti-skeptical premises a skeptic must accept. In Chapter Three, I examine another recent semantical answer to switched-words skepticism, finding a modified version of it to be applicable, though in a limited number of cases. In the fourth Chapter, I develop a general form for giving semantical answers to switched-words skeptics, which has the last-studied answer as a special case. This general strategy is independent of any particular semantical theory; it explains the general failure of switched-words skepticism by reference to a general feature of any plausible semantical theory. It also explains why, in certain cases, the switched-words skeptic is correct (a possibility discounted by others who have written on this issue). Studying this strategy in Chapter Five reveals that while it is important--even necessary--in replying to certain kinds of skepticism, it cannot offer us an anti-skeptical panacea. AN University Microfilms Order Number ADG87-17624. AU DREBUSHENKO, DAVID WILLIAM. IN The Ohio State University Ph.D 1987, 185 pages. TI ABSTRACTION AND THE 'ESSE' IS 'PERCIPI' THESIS (BERKELEY, LOCKE). SO DAI v48(05), SecA, pp1221. DE Philosophy. AB The dissertation is divided into two parts. In Part One, Locke's theory of abstract general ideas is introduced and it is explained how it is to be used in giving an account of how certain common nouns refer. In the second chapter, Berkeley's attack on the theory of abstract ideas is described. In the third chapter, a defense of the doctrine proposed by J. L. Mackie is considered. It is argued that this fails as it stands, but the chapter goes on to suggest how Mackie's account can be revised so as to overcome these shortcomings. In Part Two, some aspects of current thinking concerning one of Berkeley's central arguments for Esse is Percipi is discussed. In the chapter following this discussion, another interpretation of the argument for Esse is Percipi is proposed and an attempt is made to explain how this interpretation overcomes some of the problems connected with other interpretations. In the last chapter, an attempt is made to show that there is a direct connection between the doctrine of abstract ideas and the Esse is Percipi thesis. More exactly, it is argued that if there are abstract ideas, then the Esse is Percipi thesis is false. AN University Microfilms Order Number ADG87-19990. AU GLEB, GARY TIMOTHY. IN University of California, Los Angeles Ph.D 1986, 481 pages. TI JUSTIFICATION AND SCEPTICISM ABOUT THE EXTERNAL WORLD (DESCARTES, EPISTEMOLOGY). SO DAI v48(06), SecA, pp1468. DE Philosophy. AB I investigate the extent to which Descartes's sceptical arguments in the Meditations show that, given a traditional view of justification, we cannot have justified beliefs in the external world. On this traditional view, knowledge is essentially justified true belief, and many beliefs are justified only if they are backed by reasons. Consequently, one's justified beliefs are thought to form a system: an inverted pyramid, resting on foundational beliefs, or a 'raft', held together by coherence. To illuminate this view, I contrast it with the 'reliabilist' view of knowledge. Within this alternative view, the demand for justification by reasons is largely replaced by a demand that a modal relation holds between a knower's belief and his environment. If this relation holds, then the belief is likely to be true. I contend that these views really agree on this point, since a reason for belief, on the traditional view, also involves a relation with this character. Then, starting from some ideas due to Bonjour, I argue that the 'reliabilist' view does not appreciate that epistemic activity is rational activity directed at a goal--the acquisition of true beliefs. Consequently, epistemic agents are normally obligated to have means to this goal, namely, reasons for belief. In making my argument, I develop an original account of epistemic possibility and doubt. I then examine Descartes's sceptical arguments. If one accepts the traditional view, I argue, one holds expectations about justification that amount to constraints on acceptable systems of justified belief. One is that a system is acceptable only if the beliefs in it are likely to be true. Another is that a system is acceptable only if it is sensitive to truth: that is, if the world were different, the system could 'shift' towards the truth. But Descartes's Dream and Demon Arguments seem to show that these constraints, together with others, form an inconsistent set. I discuss several strategies against these arguments, and show that each rejects or radically revises some of the constraints. I end by proposing a strategy, based on a transcendental argument, that does neither. AN University Microfilms Order Number ADG87-20611. AU GOETZ, STEWART CALVIN. IN University of Notre Dame Ph.D 1987, 231 pages. TI A NONCAUSAL THEORY OF AGENCY. SO DAI v48(06), SecA, pp1468. DE Philosophy. AB My dissertation consists of two main parts. In the first part, I begin by assuming the plausibility of the libertarian thesis that agents sometimes could have done otherwise than they did given the very same history of the world. In light of this assumption, I undertake to develop a model of agency which does not employ the concept of agent-causation. My agency theory is developed in three main stages: (i) I suggest that any agency theory must satisfy four desiderata: (1) It must adequately account for the freedom and responsibility of human agents. (2) It must provide an adequate answer to the question of what distinguishes human actions from mere happenings. (3) It must adequately account for the epistemological fact that human agents have an immediate and nonobservational awareness of their actions. (4) It should have the support of a respectable philosophical tradition. I argue that agent-causation provides a theory of agency which fails adequately to satisfy these four desiderata. (ii) I claim both that human actions are uncaused exercisings by agents of their powers and that human agents typically act for reasons. (iii) I maintain that the central issue dividing agency theorists and nonagency theorists is whether reasons for performing actions cause the latter. I maintain that the sense of 'because' in 'I did x because...' is not causal in nature, but teleological. Having developed my model of agency, in the second part of my dissertation I investigate what are some of the paradigmatic actions human agents perform. I claim that bodily actions, such as moving an arm, are psychological in nature. Essential to my argument is the concept of a body-image. A normal agent 'feels' as if she is present in her physical arm. The way a normal agent feels is revealed in the case of a phantom limb. The subject of a phantom arm feels as if her amputated physical arm is still there and she can move while feeling armishly. I maintain that the bodily action of moving an arm is the agent's movement as a psychological arm-image of her physical arm, whether the physical arm is present or not. AN University Microfilms Order Number ADG87-17431. AU HIX, HARVEY LEE. IN The University of Texas at Austin Ph.D 1987, 207 pages. TI "WHAT PART OB YU IZ DEH POEM??": AUTHORSHIP AND AUTHORITY IN INTERPRETATION (MICHEL FOUCAULT, ALEXANDER NEHAMAS, ROLAND BARTHES, WILLIAM GASS). SO DAI v48(05), SecA, pp1222. DE Philosophy. AB It is often assumed that the correct meaning of a philosophical or literary work is the meaning the writer intended to convey. Some modern critics have reacted against that assumption by saying that there is no correct meaning of a work because the work's meaning is to each reader what that reader takes the meaning to be. In this dissertation, I argue for a via media: I try to show that both the writer and the reader have creative roles in determining the meaning of a text. In the first chapter, I examine the debate between Michael Foucault and Alexander Nehamas on what an author is. I argue against Foucault that the difference between the writer of a work and the 'author-character' in it does not imply that a reader should be indifferent to the writer. I argue against Nehamas that the connection between the writer and the author-character is not capable of disclosing to the reader a unique, correct meaning. In chapter two, I consider the debate between Roland Barthes and William Gass on the death of the author. I argue against Barthes that the reader does not wholly determine the meaning of the text, and against Gass that the writer does not wholly determine the meaning of the text. In chapter three, I analyze the creative act to show that it consists of at least five roles (which I name the ore, arche, archive, artisan, and artifact). I show that these five roles need not be filled by a single individual, and that the assignment of the creative roles influences the meaning of a text. For instance, if God has the role of arche, the meaning of the Bible is different than its meaning if humans have that role. In the fourth chapter, I show how variations from the "standard" creative act may occur. I classify these variations into three types of 'displacement' (a variation in which an extra step is added to the creative process) and two types of 'multiplication' (a variation in which more than one item or individual performs a role in creation), and show how each of the variations influences interpretation. In chapter five, I evaluate the notion of the "implied author" in the work of Wayne C. Booth and Jenefer M. Robinson. I argue against them that the implied author is not created exclusively by the writer, and that there is more than one implied author at work in a given text. In the final chapter, I identify three kinds of 'implied authors': the narrator, a character within the work, the singular proxy, the 'author' postulated by the reader to account for the features of the individual work in question, and the synoptic proxy, the 'author' postulated to account for the features of the corpus to which the work belongs. I classify several kinds of relationship which may hold between these 'implied authors' and show how the relationship that holds in a given work influences the interpretation of that work. AN This item is not available from University Microfilms International ADG05-60732. AU JACOBSEN, ROCKNEY ALAN. IN University of Alberta (Canada) Ph.D 1987. TI PERCEPTION AND JUDGEMENT. SO DAI v48(05), SecA, pp1222. DE Philosophy. AB Beginning with a criticism of the adequacy of a causal framework for discussing human action and with a minimal explication of a teleological framework, an account of the acts subordinated to language learning and use is developed and defended. This account emphasizes the nature of the semantic conventions of a language and the role of a community in establishing and maintaining those conventions. The teleological framework is brought to bear to explain the intensional character of indirect discourse. Well known isomorphisms between indirect discourse and belief reports then make it possible to extend the account of acts of speech to explain belief acquisition, thus completing an account of the nature of judgement. The result of employing teleological notions is that our judgements are no longer viewed as mental artifacts, or products of mental activity, which serve to represent the world. Our judgements about the world, both what we say and what we think, are, rather, the achievements we reach through the coordinated exercise of skills acquired in a community setting. Success in an inquiry depends upon skill in judging, but it also requires an opportunity adequate for bringing us to knowledge or justified belief. Perception provides that opportunity. An account of perception is defended which emphasizes its role in providing opportunities for taking discriminatory action towards the world of public particulars. A consequence of the accounts of belief acquisition and language learning is that perception is non-epistemic. The theories of judgement and perception presented appear to create special difficulties for understanding how perception contributes towards our arriving at opinions which we are justified in holding to be true. The conclusion defended, contrary to traditional empiricist theories of knowledge, is that perception does not contribute towards the evaluation of judgements. The role of perception in inquiry is remote and causal; it makes it possible for us to make judgements about the world, but does not contribute to our getting things right. Skepticism is blocked, and our beliefs are justified, by the work of linguistic communities in preserving semantic conventions for speech and thought. Perception belongs to the natural world, but the adjudication of contrary opinions and the conduct of inquiries belongs to the social world. AN University Microfilms Order Number ADG87-21418. AU KOEHN, MARK ALLEN. IN The University of Iowa Ph.D 1987, 166 pages. TI THE LINGUISTIC LIMITATION (EPISTEMOLOGY, JUSTIFICATION). SO DAI v48(07), SecA. DE Philosophy. AB There is often thought to be an inconsistency involved in the holding of a sceptical view with regard to knowledge, especially if one's scepticism approaches the level of a universal scepticism. It is, of course, obvious that if I deny that we ever know anything then I cannot claim to know such a fact, and, more generally, it is equally clear that a sceptical doctrine cannot have a higher epistemic status than the highest epistemic status allowed by the doctrine itself. In my case, then, since my scepticism is complete, it seems that the propositions making up my position must be devoid of epistemic value. However, there are other reasons for making assertions than simply the belief that one knows them to be true or even that one has reason to believe that they are true. One of the goals of my argument is to show what follows from a particular set of assumptions, a set of assumptions that is quite generally accepted. I am, in part, attempting to make clear the consequences of certain views. At various levels this project is an investigation into the nature of the relations among various propositions and sets of propositions, an attempt to show the connections between certain epistemological doctrines and metaphysical views, between the ongoing rounds of 'example counter-example' epistemology and the fundamental assumptions the epistemologists engaged in it, between absolute justification and weaker forms of justification, between views about the nature of thought, language and rationality and the consequences such views have for what can consistently be held within the fields of epistemology and metaphysics, between changes in the concepts of 'truth', 'justification', and 'certainty' and the consequences for the meaning and significance of actualized knowledge claims. Thus, an epistemological view whose statements are by the decree of that very view without epistemic value may provide the context for discussion and understanding of more general topics. AN University Microfilms Order Number ADG87-20033. AU KOONS, ROBERT CHARLES. IN University of California, Los Angeles Ph.D 1987, 213 pages. TI ANALOGUES OF THE LIAR PARADOX IN SYSTEMS OF EPISTEMIC LOGIC REPRESENTING META-MATHEMATICAL REASONING AND STRATEGIC RATIONALITY IN NON-COOPERATIVE GAMES. SO DAI v48(06), SecA, pp1469. DE Philosophy. AB The ancient puzzle of the Liar (a sentence which says, in effect, "I am untrue") was shown by Tarski to be a genuine paradox or antinomy. I show, analogously, that certain puzzles of contemporary game theory are genuinely paradoxical, i.e., certain very plausible principles of rationality, which are in fact presupposed by game theorists, are inconsistent as naively formulated. I use Godel theory to construct three versions of this new paradox, in which the role of 'true' in the Liar paradox is played, respectively, by 'provable', 'self-evident', and 'justifiable'. I also construct in modal operator logic a paradox involving reflexive empirical reasoning. Unlike the paradox of the Liar, the paradox of reflexive reasoning does not depend on self-reference. I consider various solutions to the Liar paradox and evaluate how well these solutions cope with the paradox of reflexive reasoning. I then formalize the solution to the paradoxes which I favor: the indexical-hierarchical approach, first sketched out by Charles Parsons and Tyler Burge. In this solution, occurrences of the predicate 'true' (and, analogously, of 'self-evident' and 'justified') in sentence-tokens are contextually relativized to levels of a hierarchy. Drawing also on some brief remarks of Bertrand Russell and Charles Parsons, I develop an account of the kind of schematic generality (or type-ambiguity) needed for this theory to be statable. Finally, I demonstrate that the principles shown to be paradoxical are in fact presupposed by contemporary game theorists in their reliance on the notion of common knowledge or, more precisely, mutual belief. I create novel analyses of and corresponding solutions to several recalcitrant puzzles within game theory, including the "chain-store paradox". AN University Microfilms Order Number ADG87-23037. AU LANGHOLM, TORE. IN Stanford University Ph.D 1987, 174 pages. TI PARTIALITY, TRUTH AND PERSISTENCE (SEMANTICS). SO DAI v48(07), SecA. DE Philosophy. AB In recent years, semantical partiality has emerged as an important explanatory concept in philosophical logic as well as in the study of natural language semantics. Despite the many applications, however, a number of mathematically intriguing questions associated with this concept have received only very limited attention. The present dissertation aims to present a systematic study of certain types of partiality in the area of basic model theory. Two types of issues are given special attention: Introducing partially defined models, there are many ways to generalize the classical truth definition for sentences of a simple first order language relative to standard, complete models. Different interpretations of the formal framework motivate conflicting truth definitions between language and partial models: A partial model can be taken to represent a part of the world, or a partial information set. The truth of a sentence can be supported directly by a part of the world, but can also follow indirectly from an information set. These notions are related, and the relation motivates a comparison between various weaker and stronger alternative truth definitions. Results are obtained about the extent to which these truth definitions differ, and a number of characterization results are deduced. Among other conditions that are not expressible in the framework of standard, complete model theory, a condition of monotonicity or persistence of truth relative to partial models is argued to follow under both the given interpretations of the formal framework. The final chapter investigates the relation between such conditions and expressibility properties in general. These discussions culminate with a combined Lindstrom and persistence characterization theorem. AN This item is not available from University Microfilms International ADG05-60893. AU MALPAS, JEFFERY EDWARD. IN The Australian National University Ph.D 1986. TI AGREEMENT AND INTERPRETATION. SO DAI v48(07), SecA. DE Philosophy. AB This dissertation is an examination of certain ideas arising out of the philosophy of Donald Davidson and specifically out of his conception of 'radical interpretation'. The aim of the work is only partly one of exegesis; primarily it attempts to develop the idea of 'interpretative holism' implicit in Davidson's work and to develop also the implications which flow from that holism. The notion of interpretative holism is a development on the Davidsonian idea of the interdependence of meaning and belief--an interdependence which sets the essential problem of radical interpretation--but it also encompasses the other Davidsonian marriage of truth with meaning. This emphasis on interpretative holism and the particular way in which the notion is developed in the dissertation brings with it an orientation more towards hermeneutic theories of interpretation than to traditional philosophy of language. The first part of the work lays out the basic account of Davidsonian radical interpretation with respect to its Quinean background and as it is developed through Davidson's own work. Here the basic ideas of holism, charity and indeterminacy are set out. The second part takes up Davidson's application of these ideas to the problems of conceptual relativism and epistemological scepticism; the question of the transcendental and verificationist status of Davidson's argument on these matters is also discussed. The third and final part looks at the Davidsonian position in the context of Putnam's distinction between metaphysical and 'internal' realisms and looks more closely at the conception of truth implicit in interpretative holism. AN University Microfilms Order Number ADG87-17689. AU METZLER, THEODORE ALBERT. IN The Ohio State University Ph.D 1987, 216 pages. TI A MODEL OF INTERACTING VISUAL AND VERBAL COMPONENTS IN HUMAN THOUGHT. SO DAI v48(05), SecA, pp1223. DE Philosophy. AB The problem addressed in this dissertation is the problem of explaining interaction between visual and verbal components of human thought. The fundamental strategy adopted in this work for solution of the problem consists of treating both visual and verbal modes of thinking in terms of a common formalism that describes plausible information processing operations of the human brain. In Chapter I basic elements of the problem are identified through critical examination of Western philosophic history. The resulting composite definition of the problem challenges us to explain how visual components of human thought interact with verbal components to support comprehension of certain words that are used with general application, as well as comprehension of combinations of such words in sentences and larger units of discourse. Although major Western philosophers are shown to have engaged elements of this problem repeatedly--over a period of approximately two thousand years--various deficiencies in each of their efforts indicate that we are addressing an abiding, important, and unresolved difficulty. In Chapter II and Chapter III a review of contemporary scientific resources is employed to further refine formulation of the problem and to identify guidelines for a modern "cognitive science" approach to its solution. In particular, Chapter II introduces relevant evidence obtained by contemporary experimental psychologists, and Chapter III provides complementary neuroanatomic and neuropsychological information. In Chapter IV a general system design for a formal explanatory model is proposed, showing linkage among functional components of verbal and visual information processing subsystems, and relating these components to the structure of the human brain. The basic processing units of this model are represented as associative matrix memory modules, and the mathematical resources of linear algebra are employed to describe the operations they perform. After its elementary features have been explained, the model is applied to the problem originally defined in Chapter I. In Chapter V the proposed model is discussed with respect to the work of Western philosophers examined in Chapter I, and with respect to future research projects that it may be expected to generate. AN University Microfilms Order Number ADG87-17810. AU PECCHIONI, FRANK. IN Indiana University Ph.D 1987, 274 pages. TI META-LANGUAGE AND OBJECT CALCULUS: A CONCEPTUAL FRAMEWORK FOR CARNAP'S 'LOGICAL SYNTAX' (GODEL). SO DAI v48(05), SecA, pp1224. DE Philosophy. AB By developing some recent ideas on the late nineteenth and early twentieth century history of logic, this dissertation lays a foundation for re-examining the major product of Carnap's early philosophical career. The pioneering work of Gottlob Frege is the prime example of logic as language. According to this view, a purely formal meaning is intrinsic to logic and plays a significant role in the conduct of inference. Moreover, this intrinsic meaning renders logic self-justifying. Currently dominant attitudes adhere more closely to logic as calculus. On this view, logic is an empty formalism to which an extrinsic meaning may be loosely attached. The justification of the system consists in showing it sound and complete under a set-theoretically characterized range of interpretations. The success of this latter view is primarily due to its association, first established in Godel's completeness proof, with a quite distinct position which we may call meta-linguism. On this view, which came to prominence in the work of David Hilbert, language is a proper subject for cognitive study. Carnap defended this position against one he found in Wittgenstein's work, a position we may call extra-linguism. He has therefore been seen as ascribing also to the associated calculus view. A close examination of certain seminal works of Frege and Hilbert shows the compatability of meta-linguism with the language view and provides an opening for a reappraisal of Carnap's work. In particular, his emphasis on a formal calculus can be seen as only a tactic in his argument against extra-linguism, and the language view emerges as a significant element in his implicit semantics. AN University Microfilms Order Number ADG87-23068. AU PEFEROEN, LUDOVIC. IN Stanford University Ph.D 1987, 179 pages. TI THE VARIETIES OF THINKING: RYLEAN REFLECTIONS ON THOUGHT AND INTELLIGENCE. SO DAI v48(07), SecA. DE Philosophy. AB Ryle, in The Concept of Mind and in his later papers, has formulated views on the notions of thinking and intelligence. In the first part of the thesis I argue that Ryle's dispositional and adverbial account of intelligence is mistaken. I provide an analysis of the notion of intelligence that shows it to be related to the notion of intention. Ryle's position is vindicated, however, in that in calling an act intelligent we are not implying that it is the outcome of a process of thinking. In a second part I address Ryle's views on thinking. I argue that Ryle's adverbial account of thinking is mistaken, but that another thesis of Ryle, that thinking is heterogeneous, is correct. I review six different forms of thinking and show that they do not share any property except the property of being intentional episodes. This shows that almost any thesis that historically has been held about thinking is false. The analysis of the different forms of thinking, moreover, provides a precise formulation and defense of Ryle's claim that thinking is not sui generis, but that there is a conceptual relation between the various forms of thinking and human capacities or skills other than thinking. Finally, I argue that thinking is not a form of computation and that thinking a thought, contrary to what certain philosophers have held, can be a genuine action on the part of the agent. AN University Microfilms Order Number ADG87-20970. AU ROBERTS, MARK STEVEN. IN University of Dallas Ph.D 1987, 264 pages. TI THE ETERNAL EXISTENCE OF TRUE PROPOSITIONS. SO DAI v48(06), SecA, pp1469. DE Philosophy. AB One central issue concerning the relationship between truth and time is the mode of being of true propositions. In order to understand what mode of being they have one must recognize that a proposition is different from any type of mental act whose content is a proposition such as an act of judging or doubting. Propositions are also different from declarative sentences used to express propositions. Moreover, propositions are different from states of affairs, the referents of propositions. Within the copula of each proposition is a syncategorematic positing-concept. Its function is to posit the existence of a state of affairs. This is the "claim to truth" made by each proposition, and is independent of the asserting of a proposition through an act of judging. Proposition are true when there is a correspondence between a proposition and an existing state of affairs. Truth is a property of a proposition itself and not the actual correspondence. True propositions are existentially independent of the mental acts of persons for two or more persons can think the identical truth. Also, there are logical relationships among true propositions which obtain although only some of these true propositions have been thought. For instance, the contrapositive of each true proposition must be true even though the contrapositive proposition is not also thought. Furthermore, because of their unity and universality true propositions cannot be characterized in terms of when and where they came into existence or how long they existed. These features of true propositions cannot be explained by granting merely the existence of states of affairs, or merely the existence of possible true propositions. Thus, all true (and false) propositions exist eternally and are immutable. However, some eternally true propositions still refer to temporallly-existing states of affairs. Nevertheless, they are immutable due to the necessary presence of a temporal modality. Furthermore, eternally true propositions are not identical to necessary truths. The former can be either necessarily true or contingently true. AN University Microfilms Order Number ADG87-18768. AU SKIPPER, ROBERT BOYD. IN Rice University Ph.D 1987, 286 pages. TI A CAUSAL THEORY OF 'ABOUT'. SO DAI v48(05), SecA, pp1224. DE Philosophy. AB Whenever we make a claim about a fictional entity, we seem to embroil ourselves in familiar problems of reference. This appearance is misleading, because what a sentence is about bears a greater resemblance to a Fregean sense than to a reference. All previous attempts to define 'about' consist of two approaches: (1) "metalinguistic" theories of 'about', proposed by Ryle and Carnap, which fail to counterexamples wherein transparent contexts generate paradoxical consequences; and (2) "semantic" theories of 'about' proposed by Putnam and by Goodman, which fail to counterexamples wherein no term refers to that which the sentence is about. An untried alternative is to replace 'S is about k ' with 'S is about k for person p '. Clearly, such a definition need not confine itself to sentences, but may apply to works of art as well. A detailed examination of how one actually goes about arguing to an audience that some work of art W is about some topic, yields a definition that approximates normal usage, yet avoids many problematic notions, such as 'beliefs', 'ideas', and 'intentional states'. Necessary and sufficient truth conditions for 'W is about k for p at time T' turn out to include as major elements (1) a causal chain leading from W to a set of "explicit thoughts" and dispositions, and (2) the lack of an "aesthetic environment" which excludes W. AN University Microfilms Order Number ADG87-13178. AU THOMADSEN, NANCY SWEET. IN The University of Wisconsin - Madison Ph.D 1987, 181 pages. TI OPTIMAL ACTS AND OPTIMAL CONSEQUENCES: ON SOME LIMITATIONS OF PRACTICAL REASONING. SO DAI v48(05), SecA, pp1224. DE Philosophy. AB In this work I claim that practical reasoning aims at determining acts that would be all in all optimal (best) to perform. This claim is taken to characterize practical reasoning in the same way that the claim that theoretical reasoning aims at determining true propositions characterizes theoretical reasoning. It is, in other words, not directly a claim about rationality. Rationality is a characteristic of beliefs and choices, rather than of propositions or, directly, of acts. A characterization of what it is for an act to be all in all optimal is developed. A particular act, to be performed by a particular agent, is all in all optimal only if it is one of the best acts that agent could perform, relative to all the facts, all evaluative factors and all the act's alternatives. Only acts which can be the subject of practical thinking are admitted as practical alternatives. Since it is here assumed that the value of an act is determined by the value of its consequences, it may seem obvious that an optimal act is an act which would have optimal consequences. This, however, need not be the case. Practical reasoning essentially involves the comparison of possible alternatives, some of which are not actually performed. Non-performed alternative acts, it will be argued, are vague. Therefore, each such act will be associated not with a single set of consequences it would have, but rather with a set of equally possible alternative outcomes it might have. I argue that there is no way to evaluate possible acts so that optimal acts must be acts associated exclusively with optimal outcomes. The fact that optimal acts may be acts that would have less than optimal consequences is attributed neither to human epistemological shortcomings, nor to physical indeterminism. It is instead attributed to human behavioral limitations, and to the apparently ineliminable vagueness associated with possible acts. AN University Microfilms Order Number ADG87-19264. AU PERERA, A. G. UNIL. IN University of Pittsburgh Ph.D 1987, 113 pages. TI INJECTION MODE DEVICES (IMDS) FOR INFRARED DETECTION AND NEURAL NETWORK EMULATION. SO DAI v48(06), SecB, pp1732. DE Physics, Solid State. AB Spontaneous pulsing has been observed in circuits containing cryogenically cooled silicon p-i-n (p$\sp{+}$-n-n$\sp{+}$) diodes under dc forward bias. The intensity of infrared radiation incident on the diodes and the bias voltage controls the pulse rate with no appreciable effect on the shape or size of the pulses. The substantial voltage, current, and power output eliminates the need for on-chip or off-chip amplifiers. The spectral response of such a detector as measured from 22 to 32$\mu$m with a liquid-helium-cooled monochromator is reported. The response is modulated by a multiple internal reflection interference pattern. The interference pattern and the origin of optical absorption are analyzed. A strong similarity is noted between observed properties and the nearly universal means of coding of visual information by animal photoreceptors and neural networks. Infrared analogs of neural color coding and color vision are proposed. Time intervals T$\sb{\rm n}$ between successive pulses in spike trains with durations up to 30 hours were analyzed as a function of n. Temporal patterns depend on bias voltage and are characterized by symmetric sets of Farey fraction frequencies associated with remarkably narrow peaks in power spectra. Resolution permitted identification of 115 of the 129 Farey fractions with period $\le$ 40. A rule involving fractions appearing in this system and other nonlinear systems is proposed. Detector concepts are expanded to incorporate the nonlinear dynamics concept of mode locking, which reduces fluctuations in detector output without a corresponding reduction in detector responsivity, showing minimum resolvable temperatures of 0.01K. Simulation of neuron transient phenomena by electronic processes in semiconductors is discussed from the point of view of hardware for new approaches to electronic processing of information which parallel the means by which information is processed in intelligent organisms. The typical speed of the observed transients has been slow by the standards of electronic switching in computers. New results for such transients show much faster switching times. Development of this hardware basis is pursued through exploratory work on circuits which exhibit some basic features of biological neural networks. The features discussed include action potentials, refractory periods, excitation, inhibition, summation over synaptic inputs, synaptic weights, temporal integration, memory, network connectivity modification based on experience, pacemaker activity, firing thresholds, coupling to sensors with graded signal outputs and the dependence of firing rate on input current. AN University Microfilms Order Number ADG87-20594. AU O'DONOHUE, WILLIAM THOMAS. IN State University of New York at Stony Brook Ph.D 1986, 151 pages. TI THE MEANING AND DEFINITION OF PSYCHOLOGICAL TERMS: A BEHAVIORAL APPROACH. SO DAI v48(06), SecB, pp1817. DE Psychology, Clinical. AB The purpose of the present investigation is to develop and employ a method of defining psychological terms. To this end, the major philosophical views regarding meaning are critically reviewed. The approach adopted here--experimental semantics--is most heavily influenced by radical behaviorism, but also adopts some of the views of ordinary language philosophy, logical positivism and operationalism. This approach views language and linguistic units as human behavior that can potentially be analyzed in terms of their functional relationships with antecedent and consequential environmental events. Certain antecedent stimulus conditions that systematically influence the probability of the use of a word are viewed as giving the word's meaning. This method, then, is used to analyze the meaning of the words "prejudice" and "alcoholic". General descriptions of the antecedent stimulus conditions found functionally related to the use of these words are provided and are argued to provide comprise an important part of the lexical definitions of these words. AN University Microfilms Order Number ADG87-20055. AU COOKE, NANCY MARIE. IN New Mexico State University Ph.D 1987, 135 pages. TI THE ELICITATION OF UNITS OF KNOWLEDGE AND RELATIONS: ENHANCING EMPIRICALLY DERIVED SEMANTIC NETWORKS. SO DAI v48(06), SecB, pp1831. DE Psychology, Experimental. AB The notion that associations of units of knowledge underlie memory has been pervasive throughout many psychological paradigms and is especially prevalent in current semantic network theories. Units of knowledge have been represented in semantic networks as nodes and associations between units have been represented as links between nodes. Unlike previous associational theories, semantic network theories have attributed meaning to associations through the use of links labeled with particular relations. Unfortunately, there have been as many different types of units and relations proposed as semantic network models. Attempts to address these variations have been made through the development of semantic network formalisms. An alternate approach is through the empirical generation of networks using algorithms such as Pathfinder. Semantic networks derived from human judgments can be used to verify the psychological meaningfulness of intuitively derived networks. In addition, the networks have some useful applications as knowledge elicitation tools. However, there are limitations inherent in the Pathfinder methodology that must be overcome before it can be successfully applied. The research discussed in this paper addressed two limitations that are also particularly relevant to the historical issues of units of knowledge and associations. More specifically, the problems of identifying the critical units of domain knowledge to be represented by nodes and of interpreting or labeling links in the resulting networks were investigated. In the first two studies units of knowledge were elicited from experts in the domains of driving and flight maneuvers. The elicitation tasks that were used included the listing of concepts, steps, or chapter headings, and the extraction of main ideas from an interview. The elicitation techniques differed in terms of the quantity of ideas elicited, as well as the type of knowledge that was elicited. A second series of studies addressed the link interpretation issue using relations in a set of common concepts and a set of programming concepts. Subjects either sorted linked pairs into groups having the same meaning or labeled links with the appropriate relation. Links were ultimately classified using cluster analysis techniques. Results indicated that the clusters were meaningful and that the link types represented by each cluster corresponded to an independently derived taxonomy of link types. In general, the techniques investigated in this paper represent steps toward the formalization of aspects of the Pathfinder methodology that are critical to its application as a knowledge elicitation tool and as a tool for validating intuitively derived semantic networks. AN University Microfilms Order Number ADG87-20392. AU GLUCK, MARK ALAN. IN Stanford University Ph.D 1987, 75 pages. TI FROM CONDITIONING TO CATEGORIZATION: AN ADAPTIVE NETWORK MODEL. SO DAI v48(06), SecB, pp1832. DE Psychology, Experimental. AB We used adaptive network theory to extend the Rescorla-Wagner model of associative learning to phenomena of human learning and judgment. In three experiments, subjects learned to categorize hypothetical patients with particular symptom patterns as having certain diseases. When one disease is far more likely than another, the model predicts that subjects will substantially overestimate the diagnosticity of the more valid symptom for the Rare disease. The results of Experiment 1 and 2 provided clear support for this prediction in contradistinction to predictions from probability matching, exemplar retrieval, or simple prototype learning models. Experiment 3 contrasted the adaptive network model to one predicting pattern-probability matching when patients always had four symptoms (chosen from four opponent pairs) rather than the presence/absence of each of four symptoms, as in Experiment 1. The results again supported the Rescorla-Wagner learning rule as embedded within an adaptive network model. AN University Microfilms Order Number ADG87-22407. AU KLUSMAN, PATRICIA M. IN The University of Nebraska - Lincoln Ph.D 1987, 98 pages. TI BOOTSTRAPPING: THE EFFECTS OF FEEDBACK IN AN OBSTETRIC DECISION CONTEXT. SO DAI v48(07), SecB. DE Psychology, Experimental. AB The purpose of the present study was to investigate the effects of feedback on bootstrapped decisions in a natural setting. Ten obstetric nurses from St. Elizabeth Community Health Center and ten graduate students enrolled in the Psychology Department at the University of Nebraska served as expert and novice decision makers, respectively. A correlational analysis provided veridical rankings for each of 41 community attitude survey items' relationship to hospitalization length. To obtain subjective rankings, both experts and novices rated the importance of the survey items to the criterion. Based on the veridical and subjective rankings, the experimenter then prepared obstetric profiles from 12 randomly selected surveys. In a split-plot design both experts and novices were randomly selected to one of two feedback conditions. Subjects' task during the judgment phase of the study was to predict the number of days obstetric patients were hospitalized for the delivery of their babies on the basis of eight cues. Half of the subjects received outcome feedback after each of their predictions, while the remaining half received no feedback information. Least squares regression weights were used to construct subjects' response systems (e.g. bootstrapped models) and the environmental system (e.g. optimal linear model). Using the lens model approach, the results were that feedback produced significant expertise differences in subjects' bootstrapped judgments (p $\approx$.05), in the incremental validity of the model over human judgments (p $<$.05) and in subjects' response matching (p $\approx$.05). On each of these measures, feedback had a detrimental effect on novices' performance, while having virtually no effect on experts' performance. Edgell's hypothesis that professional decision makers may obtain "blinders" in processing information was supported. Implications of these findings to other professional decision making contexts were discussed. AN University Microfilms Order Number ADG87-17482. AU MCDONALD, KAREN JUNE. IN The University of Texas at Austin Ph.D 1987, 221 pages. TI A DISTRIBUTED MEMORY MODEL OF PRIMING AND SEMANTIC DISTANCE CONTEXT EFFECTS IN A CATEGORIZATION DECISION TASK. SO DAI v48(05), SecB, pp1536. DE Psychology, Experimental. AB One task which is often used in cognitive research is a categorization decision task. In a categorization decision experiment, a possible instance (e.g., rose or cedar) and a category (e.g., flower) are presented to a subject who must decide whether or not the possible instance belongs to the category. When a propositional network model is used to describe what occurs in the mind during categorization decision tasks, reaction times are presumed to be related to the semantic distance between concepts. Decision reaction times depend on the number of possible choices in the system and the distances between nodes which must be searched. In the present research, a different metaphor is used. An analogue model using the ideas of habituation and sensitization and the information theory idea of signal detection is used to explain the relative speed of reaction times for different decisions. This model has similarities with distributed memory - matrix models which have been used for computer simulations of various mental processes. The results of the research indicate the need for an interactive and transformational representation model. Reaction time effects are demonstrated not only for different kinds of word pairs but for consecutive word pairs and within and between series of word pairs. These effects are consistent with an interactive and transformational model of mind but not with a propositional network model. Furthermore, despite the usefulness of propositional network models for Artificial Intelligence purposes and for psychological simulations of many kinds of thought processes, the distributed memory - matrix model appears to be a better model of mind than propositional network models for at least two reasons. First, the distributed memory - matrix model appears to be a better candidate for an interactive and transformational model of mind. Second, the distributed memory - matrix model is more congruent with simple models of brain functioning. AN University Microfilms Order Number ADG87-11922. AU PEREZ-COFFIE, JORGE. IN De Paul University Ph.D 1986, 74 pages. TI NAIVE REASONING: STRUCTURES AND PROCESSES. SO DAI v48(05), SecB, pp1536. DE Psychology, Experimental. AB The process of understanding and completing analogies and metaphors can be thought of as the result of the subjects' use of specific structures and processes. The purpose of this study was to determine which structures and processes mediate performance in analogical and metaphorical reasoning tasks. In the practice phase of the experiment, the subjects in the Analogies and Metaphors groups were asked to explain analogies and metaphors, respectively. In the testing phase, the subjects were asked to complete both analogies and metaphors. A group not having a prior practice session was included as the Control group. The analysis revealed that subjects tended to use a relatively small number of structures and processes to explain analogies and metaphors. In addition, a regression analysis revealed that subjects' correctness scores can be predicted above chance fluctuations using as independent variables the mean frequencies of the subjects' preferred structures and processes, and the mean number of interconnections used by each subject. The results were discussed in terms of their applicability to the study of information processing models of reasoning. AN University Microfilms Order Number ADG87-19266. AU ROTH, CHRISTOPHER MICHAEL. IN University of Pittsburgh Ph.D 1987, 742 pages. TI NAIVE PHYSICS: A STUDY OF QUALITATIVE KNOWLEDGE AND REASONING AND ITS ROLE IN SOLVING NUMERICAL PROBLEMS IN MECHANICS. SO DAI v48(06), SecB, pp1833. DE Psychology, Experimental. AB This research explores the content of naive qualitative knowledge and reasoning and its use to represent numerical problems. Previous studies of misconceptions about mechanics demonstrate that novices can provide qualitative analyses of phenomena and often hold erroneous beliefs. In contrast, studies of numerical problem solving in mechanics have shown that novices differ from experts in not formulating qualitative analyses of a problem but do possess valid, if incomplete, knowledge. The initial premise of the dissertation research was that the incompatible findings across studies of problem solving were due to using an insufficient methodology. The research describes a more powerful method and its application to these issues. Generally, the method employed a wide range of situations and applied subtractive logic and formal modeling to develop details about a novice's qualitative knowledge that were then used to account for solutions to numerical problems. The main findings about qualitative knowledge and reasoning were (1) novices possessed articulated beliefs; (2) those beliefs exhibited some degree of localized generality; (3) novice knowledge was a mix of correct, incomplete, and invalid propositions; and (4) most errors were attributable to using defective knowledge rather than invalid reasoning. These findings, although not entirely novel, are placed on a firm empirical foundation through use of the method. The main findings about numerical problem solving were: (1) novices used qualitative knowledge to represent and solve numerical problems; and (2) novices used forward search strategies under certain conditions, suggesting that direction of search was a function of experience, not expertise. Several findings cut across the kinds of problem solving: (1) novices possessed alternative forms of some concepts that were not necessarily informationally or computationally equivalent; (2) novices did not hold all beliefs with equal conviction; (3) relationships varied in the amount of information they conveyed, resulting in levels of knowledge intermediate to the qualitative and quantitative; and (4) in order for a relationship to enter into reasoning, it must be expressible at a level of information at least comparable to that embodied in other participating knowledge components. Finally, an important feature of the dissertation is a description of the method at a level of generality permitting extension to other domains. AN University Microfilms Order Number ADG87-24203. AU STASZEWSKI, JAMES JOHN. IN Cornell University Ph.D 1987, 125 pages. TI THE PSYCHOLOGICAL REALITY OF RETRIEVAL STRUCTURES: AN INVESTIGATION OF EXPERT KNOWLEDGE. SO DAI v48(07), SecB. DE Psychology, Experimental. AB This research investigates memory mechanisms called retrieval structures and their relation to expert skills. Theoretically, retrieval structures enhance skilled performance by enabling experts to efficiently encode and retrieve large amounts of information in long-term memory (LTM). Hypotheses about retrieval structure organization, the loci of their effects, and their functional properties were derived from Chase & Ericsson's (1982) description of these mechanisms and tested by having an exceptional mnemonist (DD) memorize and retrieve long random digit lists under varied conditions. Retrieval structure organization was studied by analyzing pauses in DD's serial recall of 100+ digit lists. A detailed structural hypothesis predicted the temporal pattern observed. The ability of a process-model of retrieval structure operation to predict this temporal pattern further supports the hypothesized underlying memory architecture. Predictions regarding the loci of retrieval structure effects were tested by measuring (a) DD's encoding times for individual digits of 25-, 50-, and 75-digit lists and (b) the pauses in his subsequent serial recall. Correlational analyses show that a common temporal structure characterizes DD's encoding and recall of lists. The ability of length-specific variants of a general retrieval structure model to fit these temporal patterns confirms that retrieval structures mediate both DD's encoding and retrieval of lists. Two key properties of retrieval structures were studied using a memory scanning task. After memorizing a rapidly presented 50-digit list, DD then received list probes to which he responded by naming targets that either preceded or followed the probe in the list. Analyses of response latencies and verbal reports confirmed DD's ability to directly access information encoded via retrieval structures. Results also support the claim that retrieval structures encode ordinal relations in memory. Finally, parameter estimates of DD's memory search rate obtained by fitting retrieval structure models to serial recall and scanning times show that these mechanisms enable DD to access information stored in LTM with the speed and accuracy typical of novices' short-term memory retrieval. These findings argue for the psychological reality of retrieval structures and provide insights into what experts know and how they use their knowledge to achieve exceptional performance. AN University Microfilms Order Number ADG87-16612. AU HOFER, PAUL JEFFREY. IN The Johns Hopkins University Ph.D 1987, 223 pages. TI COGNITIVE STRATEGIES FOR INTERPRETING LAW. SO DAI v48(05), SecB, pp1504. DE Psychology, General. AB A cognitive analysis of the information and problem-solving components needed for legal reasoning is presented, focusing on the judicial interpretation of vague legal rules. There are four perspectives or roles from which lawyers reason: the philosophic, judicial, advisory, and advocatory. The major structural components of the law are the conditions and consequences of rules, and the purposes of rules. Purposes are divided into policies and principles. To evaluate a rule justified on policy grounds, we need to analyse the cause-and-effect relation between rule and purpose. Evaluating rules justified by principle does not require causal reasoning. There are two sources of legal rules, legislative enactments and judicial opinions. The source can affect the type of reasoning used for interpretation. Several cognitive strategies for interpreting vague language and deciding if a rule applies to a case are modeled. These are the literal, the instrumental, and strategies that weight and combine literal and instrumental factors. Literal strategies highlight the lexical properties of rule conditions, and require that reasoners make category membership or similarity judgments. Instrumental strategies highlight the purpose of a rule and the causal link between the rule and purpose. The strategies correspond to alternative theories of jurisprudence. A computerized test designed to diagnose which strategy a person uses was created and administered to law students. Results demonstrate that for most people, ratings of the applicability of a rule to a case can be well predicted by two factors: (1) the extent to which the facts of a case are subsumed under the categorical terms in rule conditions, and (2) how useful applying the rule's consequence to the facts of a case would be for accomplishing the rule's purpose. Statutes and precedents are treated differently by some reasoners. The implications of this model, and the computerized assessment, for legal education, legal practice, and the development of computer-assisted legal reasoning systems are discussed. Our understanding of high-level reasoning skills is greatly increased by a cognitive analysis. A model of legal reasoning demonstrates how legal and scientific thinking can be integrated. AN University Microfilms Order Number ADG87-17865. AU COBB, NORMAN, HAROLD-, R. IN University of California, Berkeley D.S. 1986, 234 pages. TI ANALYSIS OF JUDGEMENT IN PSYCHOSOCIAL AND BEHAVIORAL CASEWORK. SO DAI v48(05), SecA, pp1317. DE Social Work. AB Social workers are becoming aware of the impact of their decisions on people's lives. Unfortunately, research on human judgement demonstrates how poorly people make decisions. By looking closer at the inferential process in making judgements, we can examine the inferences social workers make about the importance or relevance of client information. Psychological decision theory describes the cognitive processes decision makers use. Two common judgement heuristics, representativeness and availability, are assumed to influence decision makers and explain the occurrence of a common judgement error called the Fundamental Attribution Error (FAE). FAE is the tendency of an observer to overemphasize the internal causes for someone's behavior and underemphasize the influence of external causes. The representativeness heuristic describes how persons make judgements based on the similarity of objects. For example, a person observed dancing in the street may be judged to have a happy personality. The availability heuristic explains how people base judgements on salient or vivid information, e.g. the rather unusual sighting of someone dancing on the street may give rise to a judgement questioning the dancers mental health status. Five psychosocial and five behavioral caseworkers were videotaped in assessment interviews with the same actress, acting a prescribed client role. The interviews were structured to allow the caseworkers the opportunity to think out-loud about the client. The transcripts were analyzed for the presence of Fundamental Attribution Error and, the implications are discussed for the use or misuse of the judgement heuristics. The project evaluated each method's potential for unbiased judgements. The caseworkers' inferences were evaluated to determine how the heuristics were applied. The project documents that psychosocial and behavioral caseworkers emphasize different types of client data and differentially emphasize the client's problems. Implications for social work clinicians are discussed. AN University Microfilms Order Number ADG87-18645. AU HAGA, MYRNA PEARL. IN University of Minnesota Ph.D 1987, 216 pages. TI A DESCRIPTION OF EXPERT AND NOVICE CLINICAL REASONING IN AN ILL-DEFINED PROBLEM AREA. SO DAI v48(05), SecA, pp1318. DE Social Work. AB A process tracing methodology was used to gain access to the clinical reasoning skills used by expert and novice social workers during the performance of a novel social work task. The major aim was to understand what is actually done by an individual as a situation is analyzed and evaluated in order to make a response. The rationale for the study lies in the assumption that if the skill is to be taught, it must first be identified and understood. The methodology used verbal protocols to obtain the data from three experts and three novices, who "thought aloud" as they progressed toward making a recommendation based on a simulated case file. The literal translation was used to obtain episode representations, which begin and end with a change in problem solving activity. Episode representation was then evaluated as to the type of process it contains, with the processes being derived from the data. The identified processes become the data for analysis. The expert and novice responses were contrasted in each phase of the study. Phase one identified the processes obtained in the subject protocols. The findings indicated that expert and novice social workers had the same clinical reasoning processes available for use in simulated situations. Phase two identified quantitative differences in the processes used. The amount of time used by each subject in each process was computed and differences between groups were found in five of the ten processes. Qualitative differences were observed in three of the remaining processes. Quantitative differences between subjects in the processes used in differing quartiles was the focus of phase three. The total time involved in each process per quartile was computed, and a quantitative difference between groups was observed. Phase four concentrated on the amount of data subjects obtained prior to making a recommendation. Results demonstrated that experts used less data in reaching a decision and that the data accessed was of a different type. The final phase concerned the formulation of evaluative statements and their position in the protocols. The results showed that early evaluative statements were used most often by the novice group. END OF FILE 3 OF 3