[comp.edu] On ethics. Is over two years old but still timely

farber@linc.cis.upenn.edu (David Farber) (01/16/90)

I thought this group should see the two resolutions that have come out
of BITNET/CSNET and the NSF DNCRI DAP on the ethical implications of
the worm. 

Dave

BITNET/CSNET

The network worm (sometimes called virus)  affair  raises  issues
that  are  very important to our field.  Both the BITNET Board of
Trustees and the CSNET Executive Committee have  been  struck  by
the  fact  that  many public comments on the event have contained
statements such as, "We learned from  it,"  "We  will  make  sure
technically  it  will not happen again," or "He did us a favor by
showing...," unaccompanied by expressions of ethical concern.

We  have  succeeded  as  a  profession  technically  in  creating
facilities  --  the  BITNET,  CSNET  and  other components of the
national research network  --  which  are  now  critical  to  the
conduct  of  science  and  engineering  in our nation's academic,
industrial, and government research laboratories.  Further,  this
technology has spread within our nation's commercial research and
development organizations and even into their  manufacturing  and
marketing.

Just as medical malpractice can have a serious effect on an
individual's health, one of the costs of our success is that we are
now in a position where misuse of our national and private computer
networks can have as serious an effect on the nation's economic,
defense, and social health.  Yet while almost every medical college
has at least one course on medical ethics and insists on the
observance of ethical guidelines during practice, computer scientists
seem to avoid such non-scientific issues. 

The worm "experiment" caused a major disruption in  the  research
community.   Among  other  points of attack, the worm exploited a
trapdoor that had been distributed as a software "feature".  Many
hours  of  talent  were  wasted  finding  and curing the problems
raised by this "game".  Many  additional  hours  were  lost  when
researchers were unable to access supercomputers and mail systems
due to system overload and network shutdown.

We condemn the perpetration of such  "experiments",  "games",  or
"features"  by  workers  in our field, be they students, faculty,
researchers  or  providers.   We  are  especially  worried  about
widespread  tendencies  to  justify,  ignore,  or perpetuate such
breaches.  We must behave as do our fellow  scientists  who  have
organized  around  comparable  issues  to  enforce strong ethical
practices in the conduct of experiments.

We propose to join with the relevant professional  societies  and
the  national  research networks to form a Joint Ethics Committee
charged with examining existing statements of professional ethics
and  modifying  them  as  necessary  in  order to create a strong
statement  of   networking   ethics   and   recommendations   for
appropriate enforcement procedures.


DNCRI-DAP

The DAP of the NSF DNCRI passed the following resolutions in its
bi-annual meeting last week.

1. The DAP unanimously supports the statement of BITNET/CSNET on the
breach of ethics implied by the Worm.

2. The DAP unanimously endorsed the following statement.

		
		Ethical Network Use Statement
		
The Division Advisory Panel of the National Science Foundation
Division of Networking and Communications Research and Infrastructure
deplores lapses of ethical behavior which cause disruption to our
national network resources. Industry, government and academia have
established computer networks in support of research and scholarship.
Recent events have accentuated the importance of establishing
community standards for the ethical use of networks. In this regard,
the DNCRI DAP defines as unethical any activity which purposefully, or
through negligence:
	
	a) disrupts the intended use of the networks
	
	b) wastes resources though such actions (people, bandwidth or computer)
	
	c) destroys the integrity of computer-based information
	
	d) compromises the privacy of users
	
	e) consumes unplanned resources for control and eradication 
	
We encourage organizations managing and operating networks to adopt
and publicize policies and standards for ethical behavior. We also
encourage these organizations to adopt administrative procedures to
enforce appropriate disciplinary responses to violations and to work
with appropriate bodies on drafting legislation in this area.



David Farber
Chair, DNCRI DAP
David Farber; Prof. of CIS and EE, U of Penn, Philadelphia, PA 19104-6389 Tele:
215-898-9508(off); 215-274-8292 (home); FAX: 215-898-0587;  Cellular:  302-740-
1198 "The fundamental principle of science, the definition almost, is this: the
sole test of the validity of any idea is experiment." -- R. P. Feynman