ARMS-D-Request@XX.LCS.MIT.EDU (Moderator) (08/28/86)
Arms-Discussion Digest Wednesday, August 27, 1986 11:28PM Volume 7, Issue 8 Today's Topics: different strokes Nuclear disarmament -- the aftermath Words, words, words... Words, words, words... Duel Phenomenology: Computers + Computers = Computers Re: Nuclear disarmament -- the aftermath Nuclear disarmament -- the aftermath Why Stockpile? Re: Nuclear disarmament -- the aftermath dual phenomenology ---------------------------------------------------------------------- Date: 26 Aug 86 13:30:00 PST From: "143B::ESTELL" <estell%143b.decnet@nwc-143b.ARPA> Subject: different strokes Reply-To: "143B::ESTELL" <estell%143b.decnet@nwc-143b.ARPA> Several years ago, I found a magazine article about R&D, which introduced the concept of three distinct classes of researchers: The Mad Bomber, The Archivist, and The Prince Machiavelli. [I regret that I have lost the article; thus cannot give credit to either the author or the publisher. Both deserve a lot.] The author defined The Archivist as a typical "professor" who accumulates knowledge for its own sake, and to share with others. The Mad Bomber was pictured as the free thinking, high risk taker who fails much more often than he succeeds; but whose rare successes easily compensate for all the failures, and more. Finally, the Prince Machiavelli was depicted as the professional manager who "gets things done, on schedule, to specs, for cost, etc." The author's major theme, other than just pointing out that R&D folks are NOT homogeneous, was that each type has a special domain in which he is most effective. The Archivist flourishes in a university; the Prince, in industry; and the Bomber, in some organization which can afford the frequent serious financial losses that both precede and follow the breakthroughs. The article claimed that the natural habi- tat of the Bomber should be the US government lab, because Uncle Sam can "print money" if necessary to defray the risks. [NOTE that (1) Some other very rich organizations can and do take lots of risks; e.g., IBM, AT&T, and GM.; and (2) These "classes" are not necessarily exclusive; clearly there are some "hybrids" who have some of the characteristics of two or more of these types.] Drucker has argued that profits are the proper return on risk of doing business; some hold that it follows that aerospace companies [et al] that take high risks for DOD [et al] SHOULD make megabucks. By comparison, "non profit" organizations that are federally funded need only survive, not prosper; thus some argue that the costs CAN be lower. Whether they really are, or not, is not guaranteed - except that the answer will vary with the task, and the organization. I'd really enjoy a discussion in this forum on the proper MIX of roles of industry, academia, and government labs. Rumor has it that some in Washington would like to get the Navy Labs out of the design and development business; the argument is that "industry can do it better." I won't dispute that industry often DOES do it better vis-a-vis average government sites; but history shows clearly that China Lake is NOT average. If some of the rest of you feel impacted by a philosophy that might restrict your activities, or limit those of colleagues else- where with whom you'd like to collaborate, then maybe there's the motive for a good discussion. I feel that literally billions of dollars are at stake. Bob P.S. Remember that these opinions are MINE; they do not necessarily reflect those of any other person or organization, real or imagined. P.P.S. I'm NOT looking for a quarrel with DOD management. I've never worked in private industry, except as a house painter, while going to school; nor in a university, except as a student dorm floor director/counselor. Thus I've not "walked a mile in those moccasins" to paraphrase the Indian proverb. I realize that some DOD managers HAVE had those other experiences. So in addition to wanting to get to the best policy, I'm also wanting to understand it better. RGE ------------------------------ Date: Wed, 27 Aug 1986 14:41 EDT From: LIN@XX.LCS.MIT.EDU Subject: Nuclear disarmament -- the aftermath ... we simply could not beat the Soviets in a conventional war while still maintaining our traditional free socio-political system. (*) To fight a conventional war against an enemy with the physical and personnel resources of the Soviets, who have a governmental system that lets them completely control their economy and population to devote them single-mindedly to the war effort, would require us to do the same. The industrial power of NATO+Japan is much larger than that of the Warsaw Pact. The West has outspent the WP by many tens of billions of dollars over the last 15 years. We field roughly the same numbers of men under arms (not as much as a 2X differential). We have made decisions about force structure on the basis of our beliefs about how to win wars, but these decisions aren't reflected in bean counts. It's a red herring. That said, I agree with your comments about the unfeasibility of complete nuclear disarmament, for the reason that you can't un-invent nuclear weapons. No liberal arms controller type says that complete nuclear disarmament would be even desirable. ------------------------------ Date: Wed, 27 Aug 1986 14:49 EDT From: LIN@XX.LCS.MIT.EDU Subject: Words, words, words... From: mikemcl at nrl-csr (Mike McLaughlin) I do not know that "NO ONE in the scientific community believes that it is possible to frustrate a deliberate Soviet attack on the U.S. population..." If there is a PhD in a science who believes that, is that person de facto excluded from the scientific community? I should have been more precise. No person with technical credentials has stated that it is possible to deny the Soviet Union the capability to wreak significant damage on the U.S. population and industry. I do not know what "frustrat(ing) a deliberate... attack" means. If it means deterring the attack by reducing the cost/benefit ratio to an unacceptable level, I believe that is possible (but I am not in the scientific community and never have been). If it means saving a significant number of civilian lives from an inevitable attack, I believe that is possible (but... ). I think the benchmark that Ashton Carter used in his Office of Technology Assessment background paper on BMD was pretty good, and it will serve as a starting point for discussion. "Frustrate a deliberate attack..." is taken to mean "preventing the Soviet Union from delivering by ballistic missile 100 megatons of nuclear warhead on U.S. cities and industry." (Note well: WW II was a 5 MT war.) ------------------------------ Date: Wed, 27 Aug 1986 15:05 EDT From: LIN@XX.LCS.MIT.EDU Subject: Words, words, words... From: mikemcl at nrl-csr (Mike McLaughlin) I do not know that "NO ONE in the scientific community believes that it is possible to frustrate a deliberate Soviet attack on the U.S. population..." If there is a PhD in a science who believes that, is that person de facto excluded from the scientific community? I should have been more precise. No person with technical credentials has stated that it is possible to deny the Soviet Union the capability to wreak significant damage on the U.S. population and industry. I do not know what "frustrat(ing) a deliberate... attack" means. If it means deterring the attack by reducing the cost/benefit ratio to an unacceptable level, I believe that is possible (but I am not in the scientific community and never have been). If it means saving a significant number of civilian lives from an inevitable attack, I believe that is possible (but... ). I think the benchmark that Ashton Carter used in his Office of Technology Assessment background paper on BMD was pretty good, and it will serve as a starting point for discussion. "Frustrate a deliberate attack..." is taken to mean "preventing the Soviet Union from delivering by ballistic missile 100 megatons of nuclear warhead on U.S. cities and industry." (Note well: WW II was a 5 MT war.) ------------------------------ Date: Wed, 27 Aug 1986 15:23 EDT From: LIN@XX.LCS.MIT.EDU Subject: Duel Phenomenology: Computers + Computers = Computers From: Clifford Johnson <GA.CJJ at Forsythe.Stanford.Edu> Replacing x by the phrase "satellite warning," and y by the phrase "radar warning," the above logical computation could read if satellite warning or radar warning, then attack warning Although the the DOD is careful to affirm that only an UNAMBIGUOUS warning can generate an attack condition, this assurance loses meaning once it is realised that the DOD's warning assessment computer programs automatically resolve ambiguities. Indeed, "disambiguation" is a program goal defined as "Selecting from alternative interpretations the one most appropriate in the given context... One approach is to use general heuristics for transforming incorrect expressions into well-formed ones."[5] The disambiguation concept is directly applied to sensor fusion in Future Military Applications For Knowledge Engineering, RAND N-2102-1-AF (1985), at 28-31: What evidence do you have that these heuristics (that you describe) are indeed used in NORAD attack assessment programs? ------------------------------ Date: Wed, 27 Aug 86 14:59:01 CDT From: Will Martin -- AMXAL-RI <wmartin@ALMSA-1.ARPA> Subject: Re: Nuclear disarmament -- the aftermath I suppose it all comes down to defining "beat". (I had thought about adding yet another aside about that to that already too-long message, but decided against it.) I define "beat" as "completely suppress and conquer and occupy the territory". I contend that we just can't do that to the USSR, unless we had substantial help from inside rebellion and trusted allies in rebelling subject peoples, and still continue our present lifestyle here at home. We would require so many men under arms, so much of our industrial base devoted to war production, and have to devote so much of our economy to support a vast occupation force to cover the huge territory of the USSR, that we would end up in a semi-permanent war-type economy, with rationing and government control of resources. Thus, as I said, we would no longer have the freedoms here we would have been fighting to defend. And this is a "best-possible-case" scenario! It would be true if we won handily, with minimal casualties, and quickly! Things would be much worse in the far-likelier case of a longer and more bitter war, where we would have expended much of our resources by the time we won, and then would have less to carry us through a long period of occupation (especially if we had to contend with a resistant and unpacified population in the conquered territories). It wasn't like that after WWII because the territory we occupied was so much smaller, and we had the capacity to do it, plus the duties were shared among the Allies. The task of an effective occupation force controlling the entire USSR would make the post-WWII efforts pale in comparison! If the USSR really was the seething mass of resentment and of peoples held in check only by ruthless internal security and secret police, ready to revolt the instant an opportunity is offered and eager to adopt Western-style government, that is depicted by some, then this would not be the case. However, I don't believe that is the way things are now. While some individuals may have this attitude, the majority of the population do not. Will ------------------------------ Date: Wed, 27 Aug 1986 17:51 EDT From: LIN@XX.LCS.MIT.EDU Subject: Nuclear disarmament -- the aftermath From: Will Martin -- AMXAL-RI <wmartin at ALMSA-1.ARPA> I suppose it all comes down to defining "beat". (I had thought about adding yet another aside about that to that already too-long message, but decided against it.) I define "beat" as "completely suppress and conquer and occupy the territory". I contend that we just can't do that to the USSR... I agree entirely. ------------------------------ Subject: Why Stockpile? Date: 27 Aug 86 18:04:51 EDT (Wed) From: dm@bfly-vax.bbn.com From: Rob Austein <SRA@XX.LCS.MIT.EDU> Subject: Why Stockpile? For some time I have wondered why it is that we stockpile so many of the destructive toys we invent (I am thinking primarily of ICBMs and SLBMs here, although the argument might apply in other cases). You've missed the point. We aren't stockpiling these weapons. They're positioned for use (for the most part). We build so many so we'll be confident (more precisely, so the Soviets will be confident) that we'll be able to retailiate after most of our weapons have been destroyed by a Soviet first-strike, thus hopefully deterring a first strike. That's also why they have so many weapons too, maybe. Or, if you prefer the less charitable view, both sides are striving to get a first-strike capability. That would explain the requirement for silo-busting accuracy in the MX, and the Soviet emphasis on land-based missles (land-based missles, since you know precisely where you launch them from, are more accurate -- and thus might be able to kill our retaliatory missles in their silos -- than mobile missles (e.g., SLBMs), since you won't know exactly where the platform is when you launch it). On the other hand, what good for retaliation are 100 MX missles in ``vulnerable'' Minuteman silos? Maybe they're put there to be tempting targets, so the Soviet first-strikers would waste more warheads on them. Bombers are no good for first strike, cruise missles aren't much better. From: Will Martin -- AMXAL-RI <wmartin@ALMSA-1.ARPA> Subject: Nuclear disarmament -- the aftermath When I read things like the comments on Dyson's book, I am mystified by trying to imagine what the proponents of nuclear disarmament expect is going to happen after their desired actions take place. There's a difference between ``nuclear disarmament'' (the term you used) and ``total nuclear disarmament'' (the situation you described). Leaving aside Helen Caldicott, for the moment, I don't know of many people who think total disarmament is a realistic goal, for many of the reasons you (and Dyson) described: the nuclear genie is out of the bottle, and you can't verify that someone hasn't retained a couple of nuclear weapons ``just in case''. However, both sides could back down from the current position where we both have tens of thousands of warheads aimed at the other side, to a verifiable position of having a few hundred. That situation is much to be preferred, since it reduces the potential destruction of an accidental launch. I don't think you can make much of an argument that nuclear weapons have restrained ``Soviet Expansion'' much outside of Europe (the Cuban missle crisis excepted). Don't forget the Soviets had ``expanded'' into Egypt in the early seventies. Sadat didn't use any nuclear weapons to make them leave. Somalia and Ethiopia also switched sides during the 1970s. Inside Europe, I think we are being foolish to depend on nuclear weapons to deter war there. Much better to beef up conventional military, in order to raise the nuclear threshhold. ------------------------------ Date: Wed, 27 Aug 86 14:44:49 pdt From: Steve Walton <ametek!walton@csvax.caltech.edu> Subject: Re: Nuclear disarmament -- the aftermath Will, in the last month, I seem to have managed to convince you that I am a "proponent of nuclear disarmament" and convince a few other people that I am a raging right-winger. However, I don't think you and I actually disagree over Dyson's plan and what it would imply, as I hope to show. Our decision to rely on nuclear deterrence in Europe was made at a time when our NATO allies' shattered post-war economies could not support sufficient conventional strength AND when we believed our monopoly on nuclear weapons would last decades instead of a few years. Neither argument applies today. The combined GNP of the European NATO members is larger than the US GNP, but their combined defense budgets are only some $80 billion compared to our $300 billion. There is clearly room for growth here even if the US spends no more money. (Note that nowhere did I claim that we would save money by following this plan.) Many Western defense analysts today do not think that we could realistically use nuclear weapons to defend Western Europe, both because of political considerations ("We had to destroy Bavaria in order to save it") and because it is not at all clear how one can stop a nuclear exchange in Europe from escalating into a strategic nuclear conflict. This fact is eroding support for NATO even as we speak. I am certainly not naive enough to expect a change in Soviet behavior before, during, or after such nuclear disarmament. As Dyson explicitly states, it is not even clear that the risk of a war would be less in a nuclear-free world. However, I think the events of the last few years, such as our recent disagreement with New Zealand, clearly show that our reliance on nuclear weapons is undermining support for defense of all types. Our alliances may not survive AT ALL if we do not move to non-nuclear deterrence. However, I believe that you over-estimate the size and capability of the forces required to deter the Soviets from conventional attacks. The Europeans could afford to spend more in Europe, as pointed out above. Technological advantage counts for much, as well, and in World War II's early years that advantage lay with Germany. In Dyson's book, he quotes a German general (not Guderian, but a high-ranking tank commander) to the effect that they were able to defeat numerically superior French tank forces by virtue of radio communication between tanks, which allowed rapid battle-wide shifts of tactics by the Germans. Today that technological advantage lies with us. I believe you are somewhat guilty of the "Russians are 10 feet tall" argument when you argue that we would have to become a totalitarian government on a total war footing in order to defeat them. If their system was so far superior to ours that this was true, they would have fought and won the final East-West war long ago. They certainly would have met Kruschev's 1960 goal of surpassing the West's GNP by 1975. (Combined Soviet/Warsaw Pact GNP is considerably less than half the combined US/Western Europe GNP). In fact, I think we have precisely the opposite problem; we rely too heavily on our superior ability to produce and thus waste lives fighting battles of attrition rather than being smart. This happened several times during WW II. The Dyson plan cannot preclude the stashing of a few nuclear weapons; that is why an SDI is necessary as part of this" nuclear-free" world. While a few nuclear weapons would have a horrible effect if used, I don't believe that the few which would survive in an *effectively verified* nuclear disarmament disagreement would be militarily significant. Japan would not have surrendered after Hiroshima and Nagasaki had they known that it would be at least another year before we could manufacture enough fissionables for more A-bombs. (Dyson talks at some length about the decision to bomb Japan and its effects on our attitudes about nuclear weapons; I can summarize his views here if anyone is interested.) Finally, we agree that a world free of nuclear weapons would be just that--a world just like the one we live in now, minus nukes. I believe that the population of the US and Europe, when given the choice between the status quo and a world with more expensive, but entirely conventional, forces, would choose the latter, and that that is in fact the correct choice. ------------------------------ Date: Wednesday, 27 August 1986 22:39-EDT From: Clifford Johnson <GA.CJJ at Forsythe.Stanford.Edu> To: LIN, arms-d re: dual phenomenology > What evidence do you have that these heuristics (that you describe) are > indeed used in NORAD attack assessment programs? > General Herres statement (included in my essay); decision trees and discussions re LOW in RAND memos (and RAND walks hand-in-glove with the DOD re LOW); the OTA/LUA report I cited (1981, not 1984), which asserts the expectation of loss of some warning in the event of an attack; and the logic that necessitates such flexibility if a LOWC is to be credible. This is not conclusive, obviously, but my opinion is that in tense circumstances, dual would become mono- or mono-plus a half phenomenology. Besides, the Defense Electronic C3I handbook makes it clear that dual phenomenology is a data fusion application, and the whole thrust of data fusion is probabilistic. A point that concerns me is whether USSR space mines already threaten US goesynchronous warning satellites. At least re satellites over the USSR, I would expect this to be the case. So, there's one warning that the US must expect to be kaput without warning. ------------------------------ End of Arms-Discussion Digest *****************************