[net.politics.theory] What is socialism?

tonyw@ubvax.UUCP (Tony Wuersch) (01/01/70)

> 	A person is exploited if her unequal relationship to someone
> 	else forces her to make decisions which leave her worse off
> 	than if she and that someone else were on an equal footing.
			(tony wuersch - me)
> 
> Okay. We have several problems right off the bat. First of all,
> how do I tell when a person is ``forced to make a decision''?
> . . . Also, what is ``equal footing''? . . .
> The final problem is ``who decides when se is worse off''?  I still
> don't know how to tell whether she has made her decision because she
> was exploited or because our tastes differ.
> 
	(laura creighton)

I'm afraid that my initial definition (given at the beginning of that
article) was a colloquial form (i.e. the way I usually remember
it) of what I alluded to near the end of that article:

> 	In the context of socialism, people are exploited by capital if
> 	they would be better off (would choose to live a different and
> 	more satisfied life) in a situation where capital differentials
> 	were (more or less) eliminated, i.e. in socialism.

What I'm alluding to here is a general definition of exploitation that
depends on comparing life in one system with life in another.  Tastes
are assumed to be the same in both systems.  The first system is a system
where people substantially differ in their holdings (a better word than
endowments) of some important resource.  The second system is a system
where each person has the average per capita amount of that important
resource in the first system.  The total amount of the resource is the
same between the two systems, but its distribution is unequal in the
first and equal in the second.

Exploitation (for that resource) is happening in the first system if those
who live in the first system and have less of the resource would be happier
(and better off, I would say, by external standards too -- I don't think
that tastes are everything [adults can get just as sick on candy as
children] -- however, I don't expect Laura to agree with me on this) if
they withdrew from the first system with their per capita average of that
resource and started their own second system.  Those people who would
be happier and better off by withdrawing are exploited people.

This definition should motivate the first colloquial definition I gave,
if one has a strong imagination about what the second system would look
like.  If I'd be happier in the second system, then I'd likely be making
decisions I'd be constrained from making while I'm stuck in the first
system.  I'd be forced in the first system to make decisions I'd not
have to make in the second one.  Perhaps I'd be worse off because I'd
have to make less ambitious decisions.

One misunderstanding might be resolved by my pointing out that there is
no such thing as exploitation in general.  There is only exploitation
as regards a set of one or more resources.

Having said this, Laura has, I think, three questions remaining:

  1. Property.  Why do socialists care more about property than many people
do?  Why do they think that having property is more despicable than having
any other thing one's tastes incline one to acquire?

  2. Tastes.  How can one say that anyone is exploited if people's tastes
vary so much?

  3. Better off.  How can one say that people in one system are better
off than people in another?

Question 1 is not related to questions about exploitation, so I'll put
it off till last.

The taste question is easy to answer.  First, if one needs to take account
of tastes, one should ask people what their tastes are.  Second, although
it is true that for some categories of goods, tastes vary widely, for other
categories, tastes don't vary so much.  The resources for which
exploitation can be determined have to be resources where it's reasonable
to speak of more or less, and where it's reasonable to say that people's
satisfaction with said resources roughly correspond to how much (or how little)
of that resource they have.

There's a tremendous amount of collected data and analysis of two resources
which fit the above criteria:  occupational prestige and income.  The data
and research come under the rubric of stratification studies.  At least in
the U.S. (I doubt Canada is so different) and most of Western Europe, the
results indicate a wide agreement on what are good jobs and what are bad
jobs, and a high correlation (with some exceptions, such as university
professors) between the status associated with a job and its income.  Most
people have no problem saying that job a is better than job b, or that
income a is better than income b if income a is greater than income b.
And they agree on what is better and what is worse, to a high degree.
I assume that the results on property would be similar to those on income.

There may be wide disagreement as to whether people want to see the
Grateful Dead or not, but the disagreement as to whether people want more
or less property is nowhere near as wide.

As to the second question, how we know that people are better off in the
second system than in the first, we need to carry out a thought experiment,
grounded by what we already know about the first system and similar second
systems.  Just as planning improves with experience, so do thought
experiments improve with discussion and care.  Again, it isn't a problem
of tastes in the second system, since they should be similar to tastes
in the first system, and we can find out those tastes by asking and
surveying.

In the thought experiment, we imagine ourselves as people in the first system,
based on the data we have, and ask our imagined selves if we'd feel better
in the second system.  If so, than a subjective assessment says they would
be better off.  If we need more support, than we can ask these people to
make the same assessment we made on their behalf, and find out if our
assessment disagrees with theirs.

It needs to be emphasized that as a second system comes nearer in real
life, it's more likely that those others whom we include in thought experiments
will make decisions for themselves about whether they'd be better off.

Objective assessments (physical health, for instance) don't need thought
experiments to confirm their plausibility, but they are also part of a
judgment of whether person x would be better off in system 1 or 2.

Laura's first question, put off until now, is why socialists should care
so much about property while libertarians like herself don't necessarily
care much about property at all (I hope I'm not mischaracterizing it
by putting it this way).  The answer is that property is not properly
conceived of as a satisfier of a taste for property.  It should be
conceived of as a satisfier of a taste for property or anything else
for which property might be exchanged.  Since property can be exchanged
for almost any thing (material, sensual, educational, spiritual [time
in a retreat, for instance]), and since capitalism as a system strives
to bring more and more desired things under the law of exchangeability
for property, property is a satisfier for almost any taste.  If Laura
had more property, she wouldn't have to worry about disk packs if she
didn't want to (I venture the thought experiment that Laura doesn't
enjoy working with disk packs).

So the distribution of property in a society has an important relation
to the question of whether some people are happier and better off than
others.  And discussing societies where people might be better off and
happier than in this one is what socialists and libertarians both do.
It's also supposed to be the purpose of political philosophy (to discuss
. . .), and is likely the motivation of net.politics.theory.

Tony Wuersch
{amd,amdcad}!cad780!ubvax!tonyw

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (02/06/85)

[IQ test for readers of net.politics:  Prove that your IQ is at least 45 by
posting followups to this article to net.politics.theory, where discussions
on the nature of socialism belong.]

Libertarians have claimed that "socialism" implies sacrificing the
individual for the sake of the collectivity, again illustrating their
disinclination to study socialist theory and learn something about what they
are talking about.  Having learned all about socialism from Ayn Rand, they
need not bother reading socialist writings.  I have news for JoSH and
others:  the ideals of democratic socialism, and of Marx and Engels, do not
include trampling on the individual for the sake of society.  If I thought
that was the case, I would repudiate socialism.  As a sample of socialist
writing I have appended a passage by Henry Pachter below to save you the
trouble of looking it up.  I have no illusions that this article will do
much good:  arguing with libertarians is an exercise in futility, like
arguing with children.  I have so far counted exactly two libertarians out
of the many on net.politics who show a capacity for rational thought:  D. K.
Mc Kiernan and Laura Creighton; the rest retreat to dogmatism.  From Pachter:

"Socialism strives to abolish exploitation and inequality.  It seeks a
society where merit and character are the only marks of distinction; where
economic resources are controlled by public agencies, themselves under
public scrutiny; where production is geared to the human needs of all and
the product is distributed equitably; a society, finally, where man is no
longer utilized as a means for purposes alien to him.

"In practice, however, socialism has usually come to be identified with
"collectivism," and two of its best known features are public ownership of
the means of production and a comprehensive "plan" of production and
distribution.

"These are indeed characteristic of states that now call themselves
"socialist," but a moment's reflection will show that they are inadequate to
define socialism.  Nationalization is not socialization, and a plan must
have a purpose:  it may be designed to enhance the development of man's
potentialities or it may be the instrument of national ambitions.  The Inca
state and Egypt of the Pharaohs featured both public ownership and a plan,
but paired with servitude and exploitation.  Spartan communism subjected all
citizens to equal political repression.  Bismarck nationalized the railroads
and the health service; Hitler's war machine was powered by a planned
"command economy."  Some modern states have adopted a rapid
industrialization plan which -- though praiseworthy in its intention --
ruthlessly subordinates the desires of the citizens to the needs of the
state.  Others have abolished the market for political reasons without,
however, freeing the production units from the tyranny of profit
calculations that continue to keep the workers under the yoke of
exploitation.

"To call this "socialism" is to misuse a good word.  Socialism is not a
technocratic scheme designed to run the capitalist economy more efficiently,
nor is it an economy that has merely been rid of capitalistic parasites.
Socialists hope to emancipate people from serving goals that have been
imposed on them either by arbitrary masters or by abstract laws of economic
development.  They aim to make people responsible for their own destiny and
to give everybody a chance to fulfill his or her aspirations as a person.
This dream has been expressed in the socialist literature of all times.  I
shall cite one source that, because it may not be guessed easily, is
especially significant:

	In place of the old bourgeois society, with its classes and
	antagonisms, we shall have an association in which the free
	development of each is the condition for the free development of
	all.

"In most anthologies this sentence is the conclusion of the *Communist
Manifesto* for it is indeed the end of its theoretical exposition.  It must
be assumed that Marx and Engels worded this ending with special care, and it
is therefore noteworthy that they said "association" instead of "state," and
that they did not consider the development of the whole a condition for the
development of each, but on the contrary "THE DEVELOPMENT OF EACH THE
CONDITION FOR THE DEVELOPMENT OF ALL."

"I do not consider Marx and Engels oracles, but it is significant that these
alleged "collectivists" placed the individual ahead of the collective.
True, they proposed to abolish "private property," but not to put state
property in its place.  Their "association" was supposed to abolish the
relationship of property between capital and worker, between dead and living
labor; it was to substitute a direct, human relationship of cooperation for
the mediated, material relationship of property and profitability.

"Socialism has inherited this emancipatory dream from a long tradition of
democratic revolutionary thinkers; as is well known, their revolutions were
side-tracked and ended in capitalism -- with individualism frozen in the
property relationship and opportunity confined to the class of owners.
Socialism continues the movement of emancipation that was started in the
eighteenth century, and it wants to spread individualism to all, removing
the fetters that capitalism has clasped on the fulfillment of many human
aspirations.  Freedom is not a luxury to be enjoyed only by the members of a
ruling elite, but a basic human aspiration that was brought to flower only
in the unique development of Western civilization, and it is still waiting
for full and generalized realization.  Civil rights and human rights are
still expanding, and their wider scope is on the agenda of socialism.  FAR
FROM SUBDUING THE INDIVIDUAL, SOCIALISM IS THE HIGHEST STAGE OF
INDIVIDUALISM -- ITS FRUITION FOR ALL.

"As an association of people, the socialist society certainly must reflect
the democratic structure and behavior of its origin -- the socialist
movement.  Readers interested in political theory may have noticed that in
the passage I cited Marx and Engels fell into the language of Rousseau,
although on other occasions they were highly critical of theories that
attribute the founding of the state to a "contract"; but when they wrote the
*Manifesto* they still saw the socialist revolution as the direct outgrowth
of the democratic spirit of that revolution, they saw "the association" as
the means to mediate between the demands of society and the rights of the
individual.  They could not conceive of a society (much less a state) that
would set itself goals other than those that the citizens themselves had
made their own.

"But socialism begins with the insight that the whole is more than the sum of
its parts.  The association can envisage goals that unassociated individuals
might not even be able to conceive.  This is an opportunity as well as a
danger.  In the following pages I shall discuss problems that have arisen
for socialism out of the conflict between the will of the whole and the will
of the parts:  how much freedom may smaller associations (the shop, the
region, the profession, the ethnic or religious fraternity) reserve
vis-a-vis the big association (the nation, an international authority)?  How
much discipline or obedience can the larger community expect from the
smaller and from the individual?  When does the public ethos prevail over
the private conscience?"
[Henry Pachter]

And if you want to know Pachter's answers you will have to read the rest
of his article, in *Beyond the Welfare State*, ed. I. Howe.

Richard Carnes, ihnp4!gargoyle!carnes

josh@topaz.ARPA (J Storrs Hall) (02/07/85)

This is in some sense a reply to Carnes' article on net.politics;
I'm trying to move the discussion here as he suggested.

Quick summary (please tell me if there is any major misrepresentation):
"Socialism is not the same as collectivism.  Socialism is a
humane doctrine which does partake of the all-powerful State.
It can be distinguished from other forms of individualism by
its dislike of property.  However it dislikes State-owned property
as much as privately-owned property."

Let me make two points.  The first is procedural.  I cannot accept
the term "Socialist" as properly differentiating Mr. Carnes' ideas
from Nazism and totalitarian Communism.  As I mentioned before,
too many people like to parade under that banner.  (The same is
true of the term "liberal", and as a result its original meaning 
must be referred to by the unlovely neologism "libertarian".)
Thus I suggest the terms of a truce:  Both Carnes and I should 
refrain from using the term "socialist", and use more exact terms.
When I mean "totalitarian collectivism" I shall say so, and if 
what Carnes is referring to is "anarcho-communism" let him use that
or other nomenclature of his choice.

Point Two.  I do not understand how a society without private property
can function (in the economic sense) except by political control.
It is not obvious how a society *with* private property can function
without political control, but I believe that it can (and will 
explain it at boring length if given half a chance).  

I ask Mr. Carnes to explain his thoughts on this matter.  I am
perfectly capable of unheated discussion, and only too happy
to leave the flaming to net.politics and Mr. Sevener.  

En Garde!

--JoSH

jlg@lanl.ARPA (02/08/85)

Unfortunately, I don't have the time to respond to this article at very
great length, but here goes.

> [...]  the ideals of democratic socialism, and of Marx and Engels, do not
> include trampling on the individual for the sake of society.

Actually, Marx thought that socialism could not work without a totalitarian
form of government.  I will look for the exact reference, but I returned
all the Marx writings I ever read to libraries long ago.

> [...] where production is geared to the human needs of all and
> the product is distributed equitably;

What's 'equitably'?  Who decides?  If at least one component of 'equitably'
doesn't reward additional productivity, intelligence, or achievement with
additional 'product', then it just won't work.  What's the incentive to put
in extra effort if your reward is the same as with normal effort?  The result
is a general malaise where noone works harder than necessary to appear
'about average' - and soon the average level of output slows to whatever
level the workers think they can get away with.

> [...] a society, finally, where man is no
> longer utilized as a means for purposes alien to him.

If a person has a job he considers 'alien' or unpleasant in any way, he
should quit and get another one.  He may have to keep it up for a while
until he acquires skills suitable for the other work he's interested in,
but sooner or later he should leave.  Or is this allowable in a socialist
system?

> "Socialism has inherited this emancipatory dream from a long tradition of
> democratic revolutionary thinkers; as is well known, their revolutions were
> side-tracked and ended in capitalism -- with individualism frozen in the
> property relationship and opportunity confined to the class of owners.

I disagree entirely.  I a capitalist system, opportunity is available to
anyone who can work or who has capital to invest. This doesn't include
everyone to be sure.  But that is why the US Constitution starts with
a line which includes 'to promote the general welfare.'  It is the
responsibility of any fair society to support those that cannot support
themselves.  In our society, we have shoved this responsibility onto the
government - fair enough.  It is folly for ANY society to support those
who can support themselves, but just don't wish to.

In a socialist system, opportunity is available only to those who sit on
the 'select committee to decide who does what, where, and when.' Even if
these people are freely elected, there are bound to be people who don't get
a fair shake. (it only takes a large minority to elect people you know.
'Prefect' democracies are a logical impossibility.) If you don't have such
a committee, then all the people can do whatever work best pleases them -
including no work at all.  I think a lot of people would choose this last
alternative.  But then, who is it that produces the goods and services to
support all these folks?

> [...] and
> that they did not consider the development of the whole a condition for the
> development of each, but on the contrary "THE DEVELOPMENT OF EACH THE
> CONDITION FOR THE DEVELOPMENT OF ALL."
...
> "But socialism begins with the insight that the whole is more than the sum of
> its parts.

Which of the above is it?  Either the parts are more important then the whole
or the other way around.  You can't have both.

-------

Well the main two things wrong with Pachter's preface (aside from too many
run-on sentences) are the lack of personal incentive and the requirement
that someone other than the individual makes the 'plan' into which the
individual must fit.

The first point is simple.  If you provide incentive (extra food, fuel,
privilages, etc.) then pretty soon those who get this extra wealth will be
trading it for goods and services from his coworkers.  A little underground
capitalist economy will emerge.  Worse than that of course is that
incentives in the workplace will cause competition between coworkers, at a
higher level, incentives for plant managers will cause competition between
production plants, etc..  Here it is, one of socialism's most hated words -
competition.  This is one of the reasons that Marx came to the conclusion
that socialism must be totalitarian; it lapses into capitalism otherwise.

The second part is more subtile.  As I pointed out, if there is NO external
force on an individual which directs his choice of employment of residence,
then you will have chaos and, soon, economic collapse.  In a capitalist
society the external force is apparent - the individual must take
employment that is sufficiently profitable to support his lifestyle and
that he is qualified to do.  He can take any such job that best pleases
him, but he must take one such job (or more).  If a person has the same
choice in a socialist society (to take any job he is qualified for, all
jobs are paid 'equitably' so profitibility is not an issue), he will opt
for the job with the best working conditions in the best part of the
country.  It will then be very hard to find people to take the unpleasant
but necessary jobs which exist in any large economy.  A capitalist system
would react by offering more money for such unpleasant tasks, but that
wouldn't be 'equitable' for a socialist society to do.  The result is that
someone (or some group) in the socialist society must decide which
employment is appropriate for each person (another reason Marx decided
that socialism had to be totalitarian).  I don't see how this is really
a big blow in the cause of individual freedom.

The above points (and others) have been debated for a hundred years now
and are not any nearer to resolution than they were then.  Socialism has
some (very few) good points to it.  But a pure socialist society is not
desireable or even of much interest outside the lecture hall.

Note:  The above statements about the opinions of Marx are not exactly as
      he would have stated them.  Although his conclusion that totalitarian
      rule was necessary was quite unambiguous, I don't think he ever
      actually used the word itself.  And his reasoning was much less
      straightforward.  Marx was a fairly convincing writer and was careful
      to state his conclusions and arguements in the least inflamatory
      language he could.  As I say, I will try to find the reference, but
      it's been years.
End or note.


J. Giles


P.S. I'm not a libertarian either (as examination of my previous notes on
     taxation will demonstrate).  Libertarians have SOME good ideas too,
     but a Libertarian society (whatever that is) would seem a bit too
     chaotic to be stable.

myers@uwmacc.UUCP (Jeff Myers) (02/08/85)

> 
> Actually, Marx thought that socialism could not work without a totalitarian
> form of government.  I will look for the exact reference, but I returned
> all the Marx writings I ever read to libraries long ago.
> 

Hm.  No doubt you're thinking of the *Critique of the Gotha Programme*,
which is the text that makes the distinction between socialism and
communism.  For Marx and Engels, EVERY state (government, loosely) is an
agent for the dominance of classes by a dominant class.  In the transition
from the capitalist state to the absence of a repressive state under
communism, there would be a period of transition in which the state would
need to act as an agent of the working class, as long as class antagonisms
remained.

Note that Marx felt that this state would be LESS (not more) dictatorial and
MORE (not less) democratic than the state under capitalism, in the sense that
people would have more control over their individual and collective lives,
including more control over government policies.

It is also important to point out that the absence of a "State" under
communism does not mean that there are no planning nor distribution
apparatuses, but that the government no longer plays the role of agent
of class oppression.

Lenin coined the term "Dictatorship of the Proletariat" in describing the
state in post-capitalist revolutionary societies.  This term has come to
have bad connotations.

-- 
Jeff Myers				The views above may or may not
University of Wisconsin-Madison		reflect the views of any other
Madison Academic Computing Center	person or group at UW-Madison.
ARPA: uwmacc!myers@wisc-rsch.arpa
uucp: ..!{ucbvax,allegra,heurikon,ihnp4,seismo}!uwvax!uwmacc!myers

mwm@ucbtopaz.CC.Berkeley.ARPA (02/09/85)

In article <325@gargoyle.UChicago.UUCP> carnes@gargoyle.UChicago.UUCP (Richard Carnes) writes:
>[IQ test for readers of net.politics:  Prove that your IQ is at least 45 by
>posting followups to this article to net.politics.theory, where discussions
>on the nature of socialism belong.]

[Second IQ test: when posting articles to net.politics & net.politics.theory
that you want followed-up in net.politics.theory, edit the header so that the
"Followup-To:" field says "net.politics.theory." :-]

>[Attack on libertarians, with comments that this is from the writings of
>[Henry Pachter, deleted.]
>"Socialism strives to abolish exploitation and inequality.  It seeks a
>society where merit and character are the only marks of distinction; where
>economic resources are controlled by public agencies, themselves under
>public scrutiny; where production is geared to the human needs of all and
>the product is distributed equitably; a society, finally, where man is no
>longer utilized as a means for purposes alien to him.

Sounds good. Also, there is nothing in this statement that is directly
contradictory to libertarianism (at least the leftist version I peddle,
which has been called "communitarianism"). Pachter leaves control of the
most important property (your body) where it belongs, and doesn't say
*anything* about the second important property ("the fruits of your
labor"). All other "rights" (property and otherwise) are details, and we
can work them out later :-).

It still leaves my question on socialism unanswered: How do I recognize a
socialist state from outside? The answers I get from socialist sound like
the answers I get from christians when I ask "How can I tell if someone is
a true christian?". The answers I get from non-socialists make socialists
mad. Pachter provides an answer in the first class, dealing with the
"goals" of the society. Actual goals aren't visible from the outside; you
can only see stated goals. Care to try and provide an answer, Richard?

	<mike

tonyw@ubvax.UUCP (Tony Wuersch) (02/12/85)

<mike wants Rich Carnes to come up with a non-Utopian
criteria for a socialist state.  The implication is that Carnes
doesn't think any of the states now calling themselves socialist
are socialist.  I don't think Carnes ever said that; I hope he didn't.

My own criteria (which I think would have been Marx's) come from
the best book on Marx of the last ten years or so -- G.H. Cohen's
"Karl Marx's Theory of History: A Defense" (Princeton University
Press, 1978).  [Frankly, I must agree with comments about Carnes'
quotes on Pachter that we've heard that all before].

Cohen's book (and subsequent microeconomic elaborations of it, such
as John Roemer's "A General Theory of Exploitation and Class" [Harvard
University Press, 1983] -- a book which even neoclassical welfare
economists like Amartya Sen recommend -- but it's SO TOUGH...])
says that Marx held to a "stages of historical development" theory
that says that economic systems are overthrown when alternative
economic systems can provide as good or better outcomes with less
structural exploitation.

In the context of capitalism vs socialism, this means overthrowing
a system (capitalism) where exploitation is based on property and status
differentials in order to establish a system where exploitation is based
only on status differentials (socialism).

Lots of socialist countries, that is those which underwent a capitalist
phase, meet this criterion of overcoming systems based on more axes of
exploitation and then establishing systems based on fewer axes of
exploitation.  I would place the USSR and Eastern Europe from Hungary
northwards in this category, at the least.  Cuba would also apply,
some other countries too, perhaps.  Any country which was substantially
penetrated by capitalist market enterprise before its shift to socialist
systems should be called, by my criterion, socialist.  So I would
define it by history as well as by current conditions (apartness from
capitalism and state management of the economy).

Tony Wuersch

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (02/12/85)

J. Giles writes:
>> Actually, Marx thought that socialism could not work without a totalitarian
>> form of government.  I will look for the exact reference, but I returned
>> all the Marx writings I ever read to libraries long ago.

I agree with Jeff Myers' response to this, except that it was actually Marx
who first used the term "dictatorship of the proletariat," in a letter
written in 1852.  However, Marx never explained exactly what he meant by it,
and he only used it a few times in his writings.  Most likely he was
thinking of the dictatorship in the Roman Republic, a constitutional office
held for a limited time.  One can get an idea of what he had in mind from
his pamphlet *The Civil War in France* on the Paris Commune of 1871; in fact
Engels later claimed that the Commune was an example of the DotP.  

The significance of the Paris Commune for Marx was that, in contrast to all
previous revolutions, it had begun to dismantle the state apparatus and
given power to the people.  Marx saw it as an attempt to give power to the
working class and to create a regime as close to DIRECT DEMOCRACY as
possible.  Thus, by the "DotP" Marx meant not only a form of REGIME, in
which the working class would have the power hitherto possessed by the
bourgeoisie, but also a form of GOVERNMENT, with the working class actually
governing and taking over some of the functions hitherto performed by the
state.  

Lenin adopted this concept in *State and Revolution*, but he did not address
the question of the role of the party -- clearly, there is a big difference
between the "DotP" and the "DotP under the guidance of the Party."  Lenin
also interpreted the DotP to mean the ruthless suppression by the
proletariat of its enemies:  "The revolutionary DotP is power won and
maintained by the violence of the proletariat against the bourgeoisie, power
that is unrestricted by any laws."  Thus Marx's fundamentally democratic
concept of the DotP came to be employed by the followers of Lenin as a
rationale for state repression.  Small wonder the concept has acquired a bad
name, even in many communist parties.  

I am anxiously awaiting J. Giles' quotation showing that Marx believed that
totalitarianism was necessary for socialism, since I thought I had a better
understanding of Marx's political thought than this would imply.

Richard Carnes, ihnp4!gargoyle!carnes

faustus@ucbcad.UUCP (02/15/85)

> In the context of capitalism vs socialism, this means overthrowing
> a system (capitalism) where exploitation is based on property and status
> differentials in order to establish a system where exploitation is based
> only on status differentials (socialism).
> 
> Lots of socialist countries, that is those which underwent a capitalist
> phase, meet this criterion of overcoming systems based on more axes of
> exploitation and then establishing systems based on fewer axes of
> exploitation.  I would place the USSR and Eastern Europe from Hungary
> northwards in this category, at the least.  Cuba would also apply,
> some other countries too, perhaps.  Any country which was substantially
> penetrated by capitalist market enterprise before its shift to socialist
> systems should be called, by my criterion, socialist.  So I would
> define it by history as well as by current conditions (apartness from
> capitalism and state management of the economy).

You mean to say that if there is only one criterion that a person must
meet to become a member of the ruling class, instead of two, that the
country is better off? This sounds pretty silly to me. The reason that 
countries like the USSR are much worse off than the US is that the people
in control have so much more power than they would in the US. The fact
that they don't have to be rich seems totally irrelevant.

	Wayne

tonyw@ubvax.UUCP (Tony Wuersch) (02/15/85)

In response to Rich Carnes, I can't see how dictatorship of the proletariat
could ever be a "fundamentally democratic concept", unless one means
democracy as it is interpreted in the socialist world, as rule by the
working class, so that dictatorship of the proletariat and democracy
are the same by definition.

Power to the working class, esp. in the context of DotP, means democracy
for the working class and dictatorship for everybody else.  The reason
the Paris Commune could be a democracy was because it only existed
in Paris.  If DotP were extended to the French countryside, one might
really have discovered what it meant.

Marx always recognized the existence of substantial classes other than the
proletariat; I think he meant the DotP to extend over the interregnum after
a revolution when the new government based on the proletariat has to
consolidate its authority against counterrevolutionaries.  If the
revolution was violent (and Marx expected it would be), then that violence
would take some time to cool down.  Hence the DotP, an explicitly
transitional, and hopefully short, phase.

The Russian Revolution was followed by civil war and War Communism, which
would correspond to a DotP period.  That was followed by the New Economic
Policy, a retreat back to partial capitalism, which could be said to
correspond to a post-DotP period.

What I wonder is if Marx meant the end of the DotP to mean the dissolution
of the Communists as a party organization.  Somehow I doubt it, but he
wrote so little about post-revolutionary life that it's nearly pointless
to speculate.

Tony Wuersch
allegra!amdcad!cae780!ubvax!tonyw

mwm@ucbtopaz.CC.Berkeley.ARPA (02/17/85)

In article <190@ubvax.UUCP> tonyw@ubvax.UUCP (Tony Wuersch) writes:
><mike wants Rich Carnes to come up with a non-Utopian
>criteria for a socialist state.  The implication is that Carnes
>doesn't think any of the states now calling themselves socialist
>are socialist.  I don't think Carnes ever said that; I hope he didn't.

I did no such thing. I asked for a way of recognizing a socialist state
from outside. I did *not* use the word Utopia. I don't think a socialist or
communist state could be a Utopia. [And ask what I mean by a Utopia before
flaming at me, please.] By the criterion I currently use ("Do they call
themselves either socialist or communist?"), all states now calling
themselves socialist are socialist. So was Germany under the National
Socialists. This seems to upset socialists, so I asked for a better
definition.

>My own criteria [Commentary and source references deleted - mwm]:
>Any country which was substantially penetrated by capitalist market
>enterprise before its shift to socialist systems should be called
>socialist.

Ok, I accept that I can apply that from outside. Now, can I define
"socialist system" to mean "the government controls industry, in one way or
another", or do you want to give me another definition of "socialist
system" (again, that can be recognized from the outside)?

	<mike

P.S. On your argument about eliminating an axes of exploitation, it would
seem that most countries merely made the property and status axis coincide.
Is that what you had in mind?

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (02/19/85)

<mike writes:
>By the criterion I currently use ("Do they call
>themselves either socialist or communist?"), all states now calling
>themselves socialist are socialist. So was Germany under the National
>Socialists. This seems to upset socialists, so I asked for a better
>definition.

There is no one true definition of socialism.  The term has been
applied to a great variety of real and hypothetical social
arrangements, unified only by a vague set of "family resemblances"
and by the desire of Bismarck and Hitler to adopt an
attractive-sounding label for their policies.  Marx, Mitterand,
Chernenko, Deng, and Nyrere would not be able to agree on a
definition.  I do not mind if you call Nazi Germany and the USSR
socialist societies, SO LONG AS you do not imply that democratic
socialists advocate the principles espoused by the leaders of those
societies.  A while back I posted a Marxian conception or
"definition" of socialism.  To Marx, the term "socialism" simply
meant a negation of capitalism, the product of the laws of
development of capitalism, which would eventually develop into
communism.  In other words, to a Marxist, "socialism" is defined by
its dynamics:  a socialist society is one which is on its way from
capitalism to communism.  Opinions differ as to whether Soviet-type
societies are on this road (I think not).  

Richard Carnes, ihnp4!gargoyle!carnes

tonyw@ubvax.UUCP (Tony Wuersch) (02/19/85)

>> In the context of capitalism vs socialism, this means overthrowing
>> a system (capitalism) where exploitation is based on property and status
>> differentials in order to establish a system where exploitation is based
>> only on status differentials (socialism).

>You mean to say that if there is only one criterion that a person must
>meet to become a member of the ruling class, instead of two, that the
>country is better off? This sounds pretty silly to me.

>Wayne

When what I said is transformed this way, it sounds silly to me too.
I don't think the above is a valid transformation, however.

The question isn't how people become members of the ruling class.
The question is whether those who aren't in the ruling class are better or
worse off.

As socialist arguments go, exploitation based on property exists on top of
exploitation based on status, so that elimination of one means some
reduction of the total.

On the other hand, the two kinds of exploitation don't have
to be mutually reinforcing; they could be mutually compensatory, one
balancing the other.  [I used the metaphor of "axes" of exploitation
to make fun of the idea that two dimensions of exploitation have to be
worse than one.]

So ... To the degree that exploitation on the basis of property and
exploitation on the basis of status reinforce each other, those who
aren't in the ruling class should be better off under socialism than
under capitalism.  On the other hand, to the degree that exploitation
... balance each other and reduce the chance for depredations by either
half of the ruling class, then those who aren't in the ruling class should
be better off under capitalism than socialism.

For a given political economy, it's certainly possible that capitalism could
be better for the working class than socialism.  Having said that, I don't
I think most capitalist countries have two ruling classes.  Maybe some social
democratic states in Europe do; I doubt that too.  Certainly there aren't
two ruling classes here in the U.S..

Tony

tonyw@ubvax.UUCP (Tony Wuersch) (02/19/85)

>Now, can I define "socialist system" to mean "the government controls
>industry, in one way or another", or do you want to give me another
>definition of "socialist system" (again, that can be recognized from the
>outside)?

	><mike

Also, the government puts restrictions on the accumulation, use and disposal of
private property.  Also, the government gives explicit rights and
protections to workers, especially the right to employment.

>P.S. On your argument about eliminating an axes of exploitation, it would
>seem that most countries merely made the property and status axis coincide.
>Is that what you had in mind?

I interpret this as suggesting that most currently socialist countries have
just substituted status for property exploitation, without reducing the
total (or even increasing it from what was before).  I don't think that's
so.  Most socialist countries have extensive health care, improved
education, decent old age programs, and a shortage of labor that guarantees
full employment.  These are achievements possible in part because of the
elimination of exploitation by means of property.  Exploitation by status
implys a reciprocal relationship between ruler and ruled in terms of rights
and guarantees (a firmer contract between classes).  Exploitation by
property implys no such relation.

Compare Eastern Europe to Latin America, and it looks pretty good.  Given
their per capita GNPs, socialist states serve their people much better
than capitalist states at similar GNP levels.  I would judge that the
level of economic exploitation is much less in most socialist states than
in capitalist ones.

Of course, exploitation is only one of many important criteria to judge
states by.  There's also democracy, economic growth, innovation, culture,
and other things.  Here the current socialist states have serious problems,
and I don't think the judgment is yet out on whether they will solve these
problems or not.

(I didn't interpret my last comment about <mike as a flame at all.  Sorry
if it was interpreted that way.)

Tony

josh@topaz.ARPA (J Storrs Hall) (02/21/85)

I'm still waiting for Mr. Carnes to tell us how a collectively organized
society can operate without the formation of a small group who effectively
"own" everything.  

A couple of clarifications, please:
(a) do you support the idea of a benevolent dictatorship, ie a small
group in charge is fine so long they do what (you think) is right?

(b) is the idea of democracy more important than following the "socialist
plan" (let's just assume for sake of argument that it is absolutely fair,
and indeed possible in the real world)?

(c) do you believe that what a majority of the people decides is right 
by definition?  A majority of duly elected representatives?  A single
"dictator" (in the Roman sense) duly elected by duly elected representatives?

--JoSH

laura@utzoo.UUCP (Laura Creighton) (02/23/85)

Another practical question. How do you tell when people are exploited?
In particular, how can you distinguish this from the case where there
are people who are chosing to live in ways you would find abhorrant, and
from the case where there aer people who are a product of adverse
cirmcumstances that are a result of chance rather than exploitation?

Laura Creighton
utzoo!laura

tonyw@ubvax.UUCP (Tony Wuersch) (02/26/85)

>In particular, how can you distinguish this from the case where there
>are people who are chosing to live in ways you would find abhorrant, and
>from the case where there aer people who are a product of adverse
>cirmcumstances that are a result of chance rather than exploitation?
>
>Laura Creighton

A person is exploited if her unequal relationship to someone else forces her
to make decisions which leave her worse off than if she and that someone
else were on an equal footing.  "Decisions" are like choices in a game
where both of the unequal participants compete.

In the case of property differences, if a person lacks property and has
to make hard life choices that she wouldn't have to worry about if she and
someone else had equal property holdings, then she's exploited.

If people are choosing to live in ways I'd find abhorrant, then they would
(I presume) still choose to lead their abhorrant lives if they and I were
on an equal footing.  Then they aren't exploited.

People who are unlucky are not exploited if they could have been just as
unlucky in a fair game.  Of course, the comparison between chances in
one game and chances in another can only be done when more than one case
is involved (distributions and all that).

In the real world, where most competitive situations involve risk and
chance, one can't say in a particular case that exploitation is going on.
But one can say that exploitation is going on if many cases are compared
and the differences between group outcomes correspond to inequalities
in important resources.  Once a finding of exploitation has been made,
the inference can then be made that each member of the exploited group
is exploited as an individual.

In the context of socialism, people are exploited by capital if they
would be better off (would choose to live a different and more satisfied
life) in a situation where capital differentials were (more or less)
eliminated, i.e. in socialism.  Whether they would be better off is
a pragmatic, historical question, a question of what the alternative
socialist system would look like in a given period of history and
political-economic development.

The power of Marx's vision was that he saw a time when the capitalist
economy would be so advanced and there would be so much potential opportunity
for all that the exploited would clearly see that it was in their interest
to throw off the shackles of capital for a society where those shackles
would no longer exist.  At that point, the non-exploited and exploiting
classes would present an obstacle to change that perhaps only revolutions
would be able to overcome.

Tony Wuersch
(amd!amdcad!cae780!ubvax!tonyw)

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (02/26/85)

Tony Wuersch writes:
>In response to Rich Carnes, I can't see how dictatorship of the proletariat
>could ever be a "fundamentally democratic concept", unless one means
>democracy as it is interpreted in the socialist world, as rule by the
>working class, so that dictatorship of the proletariat and democracy
>are the same by definition.
>
>Power to the working class, esp. in the context of DotP, means democracy
>for the working class and dictatorship for everybody else.  

The basic point to be made here is that by "dictatorship" Marx was
*not* speaking of a monopoly of political power, whether of an
individual, a party, or a class.  In using the word "dictatorship,"
he was referring to the *class domination* that characterizes, in
Marx's view, both bourgeois society and the society that will
immediately succeed it.  This means that the property relations
(property rights) in both types of society systematically favor one
class.  This has nothing to do with any suspension of civil or
political liberties.  Marx would have considered the contemporary US
a "dictatorship of the bourgeoisie."  Obviously this does not mean
that only capitalists possess political power.  It means that the
structure of American society systematically favors the capitalist
class at the expense of other classes.  It means that for the
majority of citizens, other people "dictate" the main conditions of
their lives.  This is not contradicted by the fact that the US is a
political democracy with extensive suffrage and constitutional
guarantees of civil liberties.

Thus I see no reason to believe that by "dictatorship of the
proletariat" Marx meant anything less democratic and civil
libertarian than the US and the England of his day.  The Paris
Commune, which Marx and Engels considered an example of the DotP, was
characterized by universal suffrage, immediate recallability of all
public officials by the same voters, and the same wages for both
working class and public officials.  This hardly sounds like a model
for the Soviet Union.  It is a great misunderstanding of Marx, in my
opinion, to think that he advocated a political dictatorship,
oligarchy, or tyranny in any shape or form.  The closest he came to
it, which was not very close, was during the years 1848-50, after
which he reverted to being a staunch democrat.  I believe that the
evidence is compelling that, for Marx, democracy was not a frill but
of the very essence of socialism, and that this was recognized even
by Lenin himself. 

>Marx always recognized the existence of substantial classes other than the
>proletariat; I think he meant the DotP to extend over the interregnum after
>a revolution when the new government based on the proletariat has to
>consolidate its authority against counterrevolutionaries.  If the
>revolution was violent (and Marx expected it would be), then that violence
>would take some time to cool down.  Hence the DotP, an explicitly
>transitional, and hopefully short, phase.

Marx increasingly came to believe in the possibility of a peaceful,
democratic revolution.  He detested the idea of a "revolution from
above," in which a small cadre of socialists would seize power by
coup d'etat.  Marx was considerably more politically moderate than a
great many radicals of the 19th century.  Let me repeat for emphasis
that by "DotP" Marx was not referring to dictatorship in the
political sense, i.e., in any sense in which the term is commonly
used.  

Richard Carnes, ihnp4!gargoyle!carnes

al@ames.UUCP (Al Globus) (03/01/85)

> Lenin adopted this concept (Dictatorship of the Proletariate)
> in *State and Revolution*, but he did not address
> the question of the role of the party -- clearly, there is a big difference
> between the "DotP" and the "DotP under the guidance of the Party."  Lenin
> also interpreted the DotP to mean the ruthless suppression by the
> proletariat of its enemies...

I used to have a quotation of Lenin's on my refrigirator.  I don't remember
the exact wording, but the general idea was:

Dictatorship of the proletariate means nothing more or less than the
state imposing it's will unfettered by any law or custom and supporting
itself directly by force.

laura@utzoo.UUCP (Laura Creighton) (03/01/85)

Tony Wuersch has attempted to put forward a definition of exploitation.
Unfortunately, I think that it has holes. What I want to be able to do
is to tell when a person is being exploited, as oppposed to being
foolish, or a victim of adverse circumstances, or merely having
different tastes than I have.

Here are the problems that I think that I have found.

	A person is exploited if her unequal relationship to someone
	else forces her to make decisions which leave her worse off
	than if she and that someone else were on an equal footing.

Okay. We have several problems right off the bat. First of all,
how do I tell when a person is ``forced to make a decision''?
Socialists in general do not accept the libertarian idea of
coercion, so I can't use that. Also, what is ``equal footing''?
How do you know when people are on ``equal footing''? The final
problem is ``who decides when se is worse off''?  I still don't
know how to tell whether she has made her decision because she
was exploited or because our tastes differ.

Is my taste for the music of the Grateful Dead somethng which
places me on an unequal footing with those who do not appreciate
it and therefore make the decisons to not go to Dead concerts?
This is not what I would call exploitation -- but your definition
does not seem to exclude it.

I do not mean this as a facetious example -- the problem is that if I
can do something like this with your definition then you can use it to
call anything that you do not like exploitation. This is what I want
a precise definition to avoid.


	"Decisions" are like choices in a game where both of the
	unequal participants compete.

Compete for *what*?


	In the case of property differences, if a person lacks property
	and has to make hard life choices that she wouldn't have to
	worry about if she and someone else had equal property
	holdings, then she's exploited.

Why are you considering property so important? People have varying
notions about property. [Listen up, Richard Carnes, 'cause not
every libertarian you will meet is interested in amassing property.
I'm not.] For instance, what I value is not property, but time.
Property is a hassle to take care of and, if you get a lot of it, you
end up worrying about it. All of these hassles I have decided that I
don't want. So -- I work on contract. When the contract is over,
I collect the cash, and spend it on books and food and wine -- and
I don't work until the money starts to run out which tells me I have
to go work again. This gives me lots of time to think in, and write
and meditate in, and hack code for fun, and read usenet, and post --
which is what I want. *But*, if I had as much propery as (say) my
grandfather the farmer did -- then I wouldn't have to make some of the
choices I have had to make. I have lived on peanut butter and kraft
dinner a lot -- but this does not make me feel exploited with respect
to my grandfather the farmer. He had the hassle of being a farmer,
which I don't want.

People who are interested (obsessed?) with amassing property will find
my attitude towards posessing it abhorrant. Tastes vary. I think that
it would take a gross distorting of the meaning of the word to make
me ``exploited''. Now, if someone forced me to work more, or to
posess more property in order to make me ``equal'' with someone else,
*that* I would call exploitation. Would you?


	If people are choosing to live in ways I'd find abhorrant, then
	they would (I presume) still choose to lead their abhorrant
	lives if they and I were on an equal footing.  Then they aren't
	exploited.

Aha! But the question *was*, how do you tell? 

	People who are unlucky are not exploited if they could have
	been just as unlucky in a fair game.  Of course, the comparison
	between chances in one game and chances in another can only be
	done when more than one case is involved (distributions and all
	that).

My problem is figuring out whether the game was fair in the first place.
I infer that socialists have difficulty among themselves over this one.

	In the real world, where most competitive situations involve
	risk and chance, one can't say in a particular case that
	exploitation is going on.  But one can say that exploitation is
	going on if many cases are compared and the differences between
	group outcomes correspond to inequalities in important
	resources.  Once a finding of exploitation has been made, the
	inference can then be made that each member of the exploited
	group is exploited as an individual.

This is where I think things get sticky. I never want to make that
generalisation from the group to the individual -- I think that such
generalisation must go the other way. You have not defined ``important
resource'' which is a problem -- who decided what is important? Also,
you have left out the possibility that groups may have different
standards and values as to what is important.
If most of society values dilligence, and some ethnic group values
giving up and trying tomorrow, then, in a society where dilligence is
rewarded in cash the members of that ethnic gorup will have less
cash. It would be easy to say that they are exploited -- but perhaps
they merely consider the val;ues held by most of society to be 
foolish. Would it be better to force them to adopt the beliefs of
the majority in order to get an equal footing? Or to make the rest
of society pay them more as they are in correspodence with their
beliefs?


	In the context of socialism, people are exploited by capital if
	they would be better off (would choose to live a different and
	more satisfied life) in a situation where capital differentials
	were (more or less) eliminated, i.e. in socialism.  Whether

Same problem. Who gets to say whether their lives would be more satisfying?
How can one tell?

	they would be better off is a pragmatic, historical question, a
	question of what the alternative socialist system would look
	like in a given period of history and political-economic
	development.

But the value-judgement -- this has to be done by real individuals --
whose tastes vary. 


	The power of Marx's vision was that he saw a time when the
	capitalist economy would be so advanced and there would be so
	much potential opportunity for all that the exploited would
	clearly see that it was in their interest to throw off the
	shackles of capital for a society where those shackles would no
	longer exist.  At that point, the non-exploited and exploiting
	classes would present an obstacle to change that perhaps only
	revolutions would be able to overcome.

Until we can come up with a way to tell who is exploiting and who is
exploited there is no way to try to avoid this. I am interested in
``the shackles of capital''. What do you propose to replace it with?

Laura Creighton
utzoo!laura

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (03/01/85)

Laura Creighton asks for a clear and useful definition of
exploitation.  But let me first address a remark she made in passing.

> Listen up, Richard Carnes, 'cause not
>every libertarian you will meet is interested in amassing property.

I know.  In fact I recently wrote an article ("Libertarianism as
ideology") to make the point that libertarians in general are NOT
motivated by the desire to amass property.  

Now as to the meaning of "exploitation," I submit the following: "the
control by one section of the population of a surplus produced by
another section of the population."  Let me exploit the publishers of
*A Dictionary of Marxist Thought* by reproducing excerpts from Susan
Himmelweit's article on exploitation.  Economist types like Mc Kiernan
who are disinformed about Marxist theory are requested to please pay
attention.  I think this article is quite helpful in explaining some
basic ideas of Marxism.
_________________

EXPLOITATION.  Used by Marx in two senses, the first being the more
general one of making use of an object for its potential benefits....

It has another more precise meaning which makes it a central concept
of historical materialism.  In any society in which the forces of
production have developed beyond the minimum needed for the survival
of the population, and which therefore has the potential to grow, to
change and to survive the vicissitudes of nature, the production of a
surplus makes possible exploitation, the foundation of class society.
Exploitation occurs when one section of the population produces a
surplus whose use is controlled by another section.  Classes in
Marxist theory exist only in relation to each other and that relation
turns upon the form of exploitation occurring in a given mode of
production.  It is exploitation which gives rise to class conflict.
Thus different types of society, the classes within them, and the
class conflict which provides the dynamic of any society can all be
characterized by the specific way in which exploitation occurs.
Under capitalism, exploitation takes the form of the extraction of
surplus value by the class of industrial capitalists from the working
class, but other exploiting classes or class fractions share in the
distribution of surplus value.  Under capitalism, access to the
surplus depends upon the ownership of property, and thus the
exploited class of capitalism, the proletariat, sell their labor
power to live; though they too are divided into fractions by the
specific character of the labor power which they own and sell.

Capitalism differs from non-capitalist modes of production in that
exploitation normally takes place without the direct intervention of
force or non-economic processes.  The surplus in the capitalist mode
arises from the specific character of its production process and,
especially, the manner in which it is linked to the process of
exchange.  Capitalist production generates a surplus because
capitalists buy workers' labor-power at a wage equal to its value
but, being in control of production, extract labor greater than the
equivalent of that wage.  [Note:  This is a model, i.e., a deliberate
simplification of the real world. -- RC]  Marx differed from the
classical political economists, who saw exploitation as arising from
the unequal exchange of labor for the wage.  For Marx, the
distinction between labor and labor power allowed the latter to be
sold at its value while the former created the surplus.  Thus
exploitation occurs in the capitalist mode of production behind the
backs of the participants, hidden by the facade of free and equal
exchange.

	The sphere of circulation or commodity exchange, within whose
	boundaries the sale and purchase of labor-power goes on, is in
	fact a very Eden of the innate rights of man.  It is the 
	exclusive realm of Freedom, Equality, Property and Bentham.
	Freedom, because both buyer and seller of a commodity, let us
	say of labor-power, are determined only by their own free
	will....Equality, because each enters into relation with
	the other as with a simple owner of commodities, and they
	exchange equivalent for equivalent.  Property, because each
	disposes only of what is his own.  And Bentham, because each
	looks only to his own advantage.  [But if we] ... in company
	with the owner of money and the owner of labor-power, leave
	this noisy sphere, where everything takes place on the surface 
	and in full view of everyone, and follow them into the hidden
	abode of production, on whose threshold there hangs the notice
	"No admittance except on business," here we shall see, not
	only how capital produces, but how capital is itself produced.
	The secret of profit-making must at last be laid bare!
	(*Capital* I, ch. 6).

But "profit-making" is just capitalist exploitation.  Its secret gave
rise to the study of political economy; and since Marx disclosed it
orthodox economics has been devoted to covering it up again.  No
previous mode of production required such intellectual labor to
unearth, display, and re-bury its method of exploitation, for in
previous societies the forms of exploitation were transparent:  so
many days of labor given, or so much corn claimed by representatives
of the ruling class.  Capitalism is unique in hiding its method of
exploitation behind the process of exchange, thus making the study of
the economic process of society a requirement for its transcendence.  

Exploitation is obscured too by the way of measuring the surplus used
in and appropriate to the capitalist mode of production.  For the
rate of profit [s/(c+v)] measures surplus value as a ratio of the
total capital advanced, constant and variable [variable capital
refers to that paid out in the form of wages, constant capital is all
other -- RC], the measure of interest to individual capitals, for it
is according to the quantity of total capital advanced that shares of
surplus value are appropriated.  But as capital expands the rate of
profit may fall, concealing a simultaneous rise in the rate of
exploitation defined as the ratio of surplus to necessary labor, the
rate of surplus value, s/v.  [Necessary labor is that required for
the reproduction of labor, surplus labor is the additional labor
performed. -- RC]
--Susan Himmelweit
__________________

Richard Carnes, ihnp4!gargoyle!carnes

laura@utzoo.UUCP (Laura Creighton) (03/02/85)

I am going to try to distill a somewhat shorter definition of
exploitation from Himmelweit's article. Then I am going to take a
closer look at it.

When you reach a point in history  where it is possible to
produce more than one consumes, there is a surplus. At this point
in time you arbitrarily divide the people who have property
from the people who do not. You recognise the work done by the
latter and call it labour. From this inequality you conclude that
those who labour are exploited by those who have property -- but this
amounts to a description of the fact that not everybody has property.

Hmmm. I sell labour for money and use the money to buy food. I think I
am back to being exploited again. Any definition which produces the
conclusion that I am exploited I think needs to be reformulated, because
it must not take into consideration something. The only consideration
I can use to get me out of the ``exploited'' class is to not consider what
I am doing as labour.

Contract Computer Programming is interesting that way. I do a fair amount
of typing (but negligable compared to the typing of a good secretary, say)
but most of the effort I put in and am paid for is thinking, and being
creative. This is a far cry removed from ditch-digging. Getting paid for
thinking is what attracted me to the field in the first place -- as soon
as I discovered that I could make money programming, I quit my 2 jobs
and concentrated on programming..

Now, if you do not consider thinkig as labour, then you can say that
I eat despite not labouring, and, considering that the food I eat is
property, calss me as an exploiter. (if you don't consider the food
I eat property, who do you classify me?) But
the usefulness of such a definition is questionable. I think that
my thinking is valuable, indeed more valuable than ditch-digging.

The definition seems to leave thinking as a no-op. Surely it should be
worth something in a socialist society -- but I don't see the definition
accommodating it.

Laura Creighton
utzoo!laura

mmt@dciem.UUCP (Martin Taylor) (03/02/85)

Exploitation as a word seems to have taken on a bad connotation, and now
Tony Wuersch and Laura Creighton are getting into an argument about
who is exploited, and how to define exploitation.  What they are really
arguing about seems to be something different.

I sure HOPE that I am being exploited in my job.  I would feel pretty
useless if all I do was being left unused and unwanted.  I exploit
my alleged brain for the benefit of my body, and my employers exploit
it for whatever they want.  Exploitation is bad only when the one being
exploited doesn't get a suitable quid pro quo.  It's not the exploitation
that is bad, but the bargain, and possibly the circumstances under which
the bargain was made.  Tony emphasizes the equality between the parties
to the bargain, and Laura points out that it is hard to determine when
equality exists, as well as when a bargain is bad for the (presumably)
weaker party.  The points are not mutually inconsistent, provided they
are separated from attempts to overdefine "exploit".
-- 

Martin Taylor
{allegra,linus,ihnp4,floyd,ubc-vision}!utzoo!dciem!mmt
{uw-beaver,qucis,watmath}!utcsri!dciem!mmt

laura@utzoo.UUCP (Laura Creighton) (03/03/85)

I think that it is necessary to get a definition of ``exploit'' though.
Otherwise it is going to be difficult to come up with a definition of
``class''. And if there is no such thing as a ``class'' then we have
already got a classless society. Now go walk in a ghetto. Ooops, there
is something wrong with that conclusion as well...

Laura Creighton
utzoo!laura

josh@topaz.ARPA (J Storrs Hall) (03/04/85)

> Carnes:
> 
> Now as to the meaning of "exploitation," I submit the following: "the
> control by one section of the population of a surplus produced by
> another section of the population."

Let me remind Mr Carnes that the Capitalists rake in about 5% of the 
gross take as profit, while the government (all levels) gets about 40%.
Furthermore, the Capitalists have provided that without which the 
production would have been impossible: namely Capital.  Have you,
Carnes, or any of you other love-a-tree-and-seize-the-means-of-production
types out there ever tried to make so simple an object as a gear,
without the proper machines?  I have--it takes a couple of days of
hard work with a file, and you still get a damn crummy gear.  If the
Capitalist wants 5% for letting me use a machine where I can make a
gear in 2 minutes, he deserves it.

> Under capitalism, exploitation takes the form of the extraction of
> surplus value by the class of industrial capitalists from the working
> class, but other exploiting classes or class fractions share in the
> distribution of surplus value.  Under capitalism, access to the
> surplus depends upon the ownership of property, and thus the
> exploited class of capitalism, the proletariat, sell their labor
> power to live; though they too are divided into fractions by the
> specific character of the labor power which they own and sell.

Under Communism, exploitation takes the form of selling grain 
abroad to improve your balance of payments, while tens of millions
starve at home (Russia); of killing tens of millions of "citizens"
because they don't fit into your idea of a non-exploitative society
(China); of killing off a third of your country's population because
--well, because it's there (Cambodia); or of using starvation as
a weapon to bring unruly regions into line (Ethiopia).

> Capitalism differs from non-capitalist modes of production in that
> exploitation normally takes place without the direct intervention of
> force or non-economic processes. 

Capitalism differs from non-capitalistic modes of production in that
someone who makes a deal that allows you to make hundreds of time
as much as you could before, is seen as exploiting you because he
asks--in advance--for a 5% share in the proceeds.
> The surplus in the capitalist mode
> arises from the specific character of its production process and,
> especially, the manner in which it is linked to the process of
> exchange.

This is pure bullshit.  Surplus in any industrial economy, planned
or free, is due mostly to the capital (meaning here machines and
knowhow) that allow the same people to make more of the same resources
than they did before.  It doesn't matter a whit what they do with
it afterwards.

> 
> But "profit-making" is just capitalist exploitation.  

But "taxation" is just theft...  Haven't we heard all this before?

> Its secret gave
> rise to the study of political economy; and since Marx disclosed it
> orthodox economics has been devoted to covering it up again. 

Funny; Adam Smith thought that the secret he had discovered was
that the great productivity he saw was due to division of labor--
a process which, if I understand correctly, was anathema to Marx.

> No
> previous mode of production required such intellectual labor to
> unearth, display, and re-bury its method of exploitation, for in
> previous societies the forms of exploitation were transparent:  so
> many days of labor given, or so much corn claimed by representatives
> of the ruling class. 

This is still apparent to everyone except Socialists.

> 
>... rate of profit [s/(c+v)] measures surplus value as a ratio of the
> total capital advanced, constant and variable [variable capital
> refers to that paid out in the form of wages, constant capital is all
> other -- RC], the measure of interest to individual capitals, for it
> is according to the quantity of total capital advanced that shares of
> ...

I really had the strongest feeling of deja vu when reading this--
and then I realized what it was.  One of my physics profs once showed
me his "nut file"--letters sent in by people claiming to have a whole
complete new theory that explained all phenomena and disproved the
theory of relativity (one guy even went so far at to disprove Newton...)

--JoSH

mmt@dciem.UUCP (Martin Taylor) (03/06/85)

>I think that it is necessary to get a definition of ``exploit'' though.
>Otherwise it is going to be difficult to come up with a definition of
>``class''. And if there is no such thing as a ``class'' then we have
>already got a classless society. Now go walk in a ghetto. Ooops, there
>is something wrong with that conclusion as well...
> 
>Laura Creighton
exploit: to turn to practical advantage  (OED and Random House dictionaries,
slightly shortened).  In a second meaning, the advantage is for selfish
ends,  but nowhere does a definition suggest that exploitation is to
anyone's DISadvantage.

Why are you so hung up on word definitions?  I guess it makes things easier
to discuss if everyone uses the words similarly, but we are never going
to achieve mathematical agreement on all nuances (even the mathematicians
redefine their foundations a couple of times per century).  It would
perhaps be better to try to get across what we mean, rather than assert
what appear to be syllogisms that turn out to depend on shifting
word definitions and porous assumptions.  Your "joke" article quoted
above is hardly a parody, since it matches so well so many of the
articles on this net.
-- 

Martin Taylor
{allegra,linus,ihnp4,floyd,ubc-vision}!utzoo!dciem!mmt
{uw-beaver,qucis,watmath}!utcsri!dciem!mmt

carnes@gargoyle.UChicago.UUCP (Richard Carnes) (03/07/85)

JoSH writes:
> ...the Capitalists have provided that without which the 
> production would have been impossible: namely Capital.  Have you,
> Carnes, or any of you other love-a-tree-and-seize-the-means-of-production
> types out there ever tried to make so simple an object as a gear,
> without the proper machines?  

So it was the capitalists who invented and built the machines!  But
someone who designs or builds things, as long as he does so, is a
worker.  A capitalist, as capitalist, receives income solely by
virtue of his *ownership* of machines and factories.  To say that the
capitalists "provide" the means of production is like saying that
someone who has stolen your car "provides" you with a car by selling
or leasing it back to you.

> Under Communism, exploitation takes the form of selling grain 
> abroad to improve your balance of payments, while tens of millions
> starve at home (Russia); [etc.]

Yes, these societies are exploitative.  I'm not a Leninist,
Stalinist, Trotskyite, Maoist, or Pol Pot-head, nor do I see how the
above paragraph demonstrates that capitalism is not exploitative. 

> Capitalism differs from non-capitalistic modes of production in that
> someone who makes a deal that allows you to make hundreds of times
> as much as you could before, is seen as exploiting you because he
> asks--in advance--for a 5% share in the proceeds.

No, that's not what I (or rather Himmelweit) said.  She said that
capitalism is exploitative because the capitalist class appropriates
wealth that another class produced.  The deal described above has
nothing to do with the capitalist production process.  For instance,
it doesn't include wage labor.  

>> The surplus in the capitalist mode
>> arises from the specific character of its production process and,
>> especially, the manner in which it is linked to the process of
>> exchange.
>
> This is pure bullshit.  Surplus in any industrial economy, planned
> or free, is due mostly to the capital (meaning here machines and
> knowhow) that allow the same people to make more of the same resources
> than they did before. 

Himmelweit is talking about where the surplus originates in
capitalist production and how this process works, not about the causes
of the increased productivity of labor.

>> But "profit-making" is just capitalist exploitation.  
>
> But "taxation" is just theft...  Haven't we heard all this before?

But this is just quotation out of context.  The article is trying to
explain what Marx meant by "capitalist exploitation."

> Funny; Adam Smith thought that the secret he had discovered was
> that the great productivity he saw was due to division of labor--
> a process which, if I understand correctly, was anathema to Marx.

No, it wasn't anathema to Marx.  Marx greatly admired Smith and
adopted and further developed Smith's insights on the division of
labor.  If you don't understand Marx's position on this subject,
let's talk about something else.

>>... rate of profit [s/(c+v)] measures surplus value as a ratio of the
>> total capital advanced, constant and variable [variable capital
>> refers to that paid out in the form of wages, constant capital is all
>> other -- RC], the measure of interest to individual capitals, for it
>> is according to the quantity of total capital advanced that shares of
>> ...
>
> I really had the strongest feeling of deja vu when reading this--
> and then I realized what it was.  One of my physics profs once showed
> me his "nut file"--letters sent in by people claiming to have a whole
> complete new theory that explained all phenomena and disproved the
> theory of relativity (one guy even went so far at to disprove Newton...)

It is hard to respond to something which is apparently not an
argument but just a form of name-calling.  The strongest feeling I
get from reading JoSH's response is that at this point he is not
interested in making an honest effort to understand Marxian and
socialist thought.  If he wishes to persuade skeptics like me that
libertarians are thoughtful and well-informed people, this is not the
way to do it.  A common denominator of libertarians on the net, even
the economically sophisticated ones, is that they have absolutely no
notion of what Marx said and thought.  Either they're interested in
learning or they're not, but we can only have a meaningful discussion
when the participants on various sides genuinely try to understand
the others' points of view.  

Richard Carnes, ihnp4!gargoyle!carnes

josh@topaz.ARPA (J Storrs Hall) (03/09/85)

Carnes:
> JoSH writes:
> > production would have been impossible: namely Capital.  Have you
> > ... ever tried to make so simple an object as a gear,
> > without the proper machines?  
> 
> So it was the capitalists who invented and built the machines!  But
> someone who designs or builds things, as long as he does so, is a
> worker.  A capitalist, as capitalist, receives income solely by
> virtue of his *ownership* of machines and factories.  

Here's where you make the basic break that I don't:  I think that
someone should be able to devote time now, to work without pay,
to scrimp and save, to *invest*, with assurance that the just reward
will come later.  Without this assurance, no one will create the
capital in the first place.  

> To say that the
> capitalists "provide" the means of production is like saying that
> someone who has stolen your car "provides" you with a car by selling
> or leasing it back to you.

Let's not confuse the issue by talking about someone who has stolen
something--you'll find that I'm at least as opposed to theft as you are!
Let's get down to the nitty gritty, the case that tests the ultimate
point:  we can worry about where to draw lines later.

Case:  My neighbor makes gears by hand, one every two days.  He makes
enough for a decent living and some of the amenities (beer, tv?).
I do the same but only 3 days a week--I barely make enough to survive.
The other days I spend on the gear-making machine I'm building.
It's purely my choice--I could live as well as my neighbor if I liked.
Finally the machine is finished.  With it, I, or my neighbor, alone,
can make ten times the gears that both of us could make before.  I make
a deal with him:  He can use the machine, and not working as hard 
as before, take half the money (making more than before); I, on 
my part, will do absolutely nothing, and collect the other half
as profit.

Now: is this exploitation?  It's the acid test: no stealing, no
inherited wealth, just the crux of your definition:  I'm making
money from another man's labor, because of something I own.

> 
> > Capitalism differs from non-capitalistic modes of production in that
> > someone who makes a deal that allows you to make hundreds of times
> > as much as you could before, is seen as exploiting you because he
> > asks--in advance--for a 5% share in the proceeds.
> 
> No, that's not what I (or rather Himmelweit) said.  She said that
> capitalism is exploitative because the capitalist class appropriates
> wealth that another class produced.  The deal described above has
> nothing to do with the capitalist production process.  For instance,
> it doesn't include wage labor.  
> 
It was very much the laborers, and not the capitalists, who were
in favor of the general shift from piecework to wage labor.
I, for one, can certainly see why.

> >> The surplus in the capitalist mode
> >> arises from the specific character of its production process and,
> >> especially, the manner in which it is linked to the process of
> >> exchange.
> > ...
> Himmelweit is talking about where the surplus originates in
> capitalist production and how this process works, not about the causes
> of the increased productivity of labor.

But they are one and the same!  *Capital* is precisely that which
creates the increased productivity of labor, and which makes possible
the "profit" the capitalist makes.  *Capital* is the factor separating the
man who farms an acre with a stick, and the one who froms a square mile
with a combine.  *Capital* is the difference between a man who digs ten
feet of ditch with a shovel, and one who digs 10,000 feet with a backhoe.
A capitalist is one who has made possible the explosion of wealth of the
modern industrial world; and justly deserves any profit he has gotten 
therefrom.

> > that the great productivity he saw was due to division of labor--
> > a process which, if I understand correctly, was anathema to Marx.
> 
> No, it wasn't anathema to Marx.  Marx greatly admired Smith and
> adopted and further developed Smith's insights on the division of
> labor.  If you don't understand Marx's position on this subject,
> let's talk about something else.

I was thinking about Marx's ideas on alienation, and how the assembly-
line worker never sees the whole thing which he had a part of making.
However, if you want to explain at more length, please do.  I'm 
perfectly content to hear about Marxism from a Marxist.  I do reserve
the right to point out the holes as I see them...

> > complete new theory that explained all phenomena and disproved the
> > theory of relativity (one guy even went so far at to disprove Newton...)
> 
> It is hard to respond to something which is apparently not an
> argument but just a form of name-calling.  The strongest feeling I
> get from reading JoSH's response is that at this point he is not
> interested in making an honest effort to understand Marxian and
> socialist thought.  If he wishes to persuade skeptics like me that
> libertarians are thoughtful and well-informed people, this is not the
> way to do it.  A common denominator of libertarians on the net, even
> the economically sophisticated ones, is that they have absolutely no
> notion of what Marx said and thought.  Either they're interested in
> learning or they're not, but we can only have a meaningful discussion
> when the participants on various sides genuinely try to understand
> the others' points of view.  
> 
> Richard Carnes, ihnp4!gargoyle!carnes

To be more precise, the Marxist theory seemed to put too much significance
on what seems to me to be the class structure of Victorian England,
and to present these (primarily social) frictions as economic theory
pertinent to (comparatively classless) America today seems silly.
Thus to some degree, Richard is right, in that I'm only interested
in Marxist thought from a historical point of view.  Further, to 
be quite honest about it, I'm not so interested in convincing him
of the merits of libertarian thought (if he wants convincing, try
Rothbard, For a New Liberty, Collier Books, New York, 1978) but
to "exploit" his position as a counterpoint to my own arguments--
which are as much for my own benefit as anyone else's.  It is
intellectually stimulating to encounter the thoughts of a well-read
socialist after the gabbledy-gook one normally hears.

So keep it up, Richard, I disagree with every word you say,
but I will defend to my moderate discomfort your right to say it.

--JoSH