[net.audio] phase response of digital recorders

logo (11/11/82)

(Note: this is a duplicate posing of an article that went out minutes
  ago with a horribly wrong name.  please forgive the duplicate posting.)

At the recent AES show, I spoke with an engineer from Sounstream and a
product manager (ex-engineer?) from Sony.  Both of them claimed that
the low pass filters that they used in the input and output stages of
their digital recorders were minimum phase (in what freq range? hmmmm)
and were associated with appropriate all pass filters to make the
phase shift (nearly?) zero for all frequencies.  As discussed in
a recent article in JAES, a constant phase shift is probably not
acceptable for audio reproduction (especially if the shift is 180 degrees).

For those who are not familiar with the terminology, minimum phase means
that the circuit has a linear phase shift vs frequency curve.

  David (Reisner)
  uucp :  ...!ucbvax!sdcsvax!logo
  arpanet : sdcsvax!logo@nosc

vax2:toms (11/13/82)

I feel that I must reply (at length it turns out) to the following
statement:

	"For those who are not familiar with the terminology,
	minimum phase means that the circuit has a linear phase
	shift vs amplitude curve."

Wait a minute!  The term 'minimum phase' does not mean that a system
has a linear phase characteristic.  In fact, it implies the opposite.

Given the desired amplitude response of a filter, there are a number of
ways to realize that filter (assuming that at least one zero exists in
the transfer function of the filter).  For a filter whose transfer
function has N zeros, there are 2^N ways to implement the filter.
Each of these possible implementations has an identical amplitude
response, but differs in the amount of phase shift applied to the
signal.  The minimum phase realization of the filter is that filter
which exhibits the desired amplitude response while producing the least
amount of phase shift.  There is only one such filter for the desired
amplitude response.  The phase response of a minimum phase filter is
the Hilbert transform of its amplitude response.

All minimum phase filters exhibit the characteristic that the zeros of
their transfer function lie in the left-half of the s-plane.  (All
poles must also lie in the left-half of the s-plane for the filter to
be stable.)  If all the zeros of such a minimum phase filter are
mirrored about the imaginary axis, so that they all lie in the
right-half of the s-plane, the maximum phase realization of the filter
results.  This filter, naturally enough, produces the maximum amount of
phase shift while realizing the desired amplitude response.  Each of
these two filters exhibit the desired amplitude response; they differ
substantially in the amount of phase shift applied to the signal.  All
other possible realizations of the filter produce a phase shift
somewhere between these two extremes.

A linear phase filter is an entirely different beast.  The term "linear
phase" means that a graph of the phase response, when plotted on a
log-log scale, is a straight line.  A linear phase filter which also
has a constant amplitude response has a perfectly undistorted output.
(Since the signal is not changed at all in this case, it is debatable
whether this theoretical circuit could properly be called a filter.)
A filter with constant amplitude response but nonlinear phase response
produces a distorted output signal.  This is because it takes different
amount of time for signal components of different frequencies to pass
through the filter.  The resulting distortion is called delay or phase
distortion.  Note that it is a *linear* phase response that ensures
that no phase response is added to the signal; a *constant* phase
response does add phase distortion.  A filter with a phase response of
exactly zero meets both these criteria.  However, such a filter would
have to propagate the input signal with no delay whatsoever.  Since the
speed of light is finite, a zero phase response filter is clearly
impossible to realize.

All linear phase filters have at least one zero in the right-half of
the s-plane.  Thus linear phase filters cannot be minimum phase
filters.  Likewise minimum phase filters cannot exhibit linear phase
response.  These two sets of filters are mutually exclusive.

The study of minimum linear phase systems is a fascinating subject
which has applications in a number of areas.  Linear phase response is
important whenever it is desirable to minimize distortion.  Audio
reproduction is an obvious application.  Minimum phase systems are
studied in such diverse fields as control theory, communication theory
and system identification.  There are a number of sources of information
available on these subjects.  While writing this article I have been
referring to "Digital Signal Processing" by Oppenheim and Schafer and
"Theory and Applications of Digital Signal Processing" by Rabiner and
Gold.  Both books have good discussions of linear phase and minimal
phase systems and of the relationships between the two.

			Tom Sager
			John Fluke Mfg. Co.
			Seattle, WA